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NEWTEK BUSINESS SERVICES
NEWTEK BUSINESS SERVICES. Institutional holdings reported to the SEC.

Institutional Holders (2014Q2)
Portfolio Summary: 37 Institutional holders with a total value of $12,061,333.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 Potomac Capital Management, Inc. 803,515 2,202,000 18.26%
2 DIMENSIONAL FUND ADVISORS LP 669,745 1,835,000 15.21%
3 VANGUARD GROUP INC 561,789 1,539,000 12.76%
4 PERRITT CAPITAL MANAGEMENT INC 434,000 1,189,000 9.86%
5 NORTHPOINTE CAPITAL LLC 428,303 1,174,000 9.73%
6 BlackRock Institutional Trust Company, N.A. 260,390 713,000 5.91%
7 COMMONWEALTH OF PENNSYLVANIA PUBLIC SCHOOL EMPLS RETRMT SYS 237,432 651,000 5.40%
8 RENAISSANCE TECHNOLOGIES LLC 206,000 564,000 4.68%
9 WHITEBOX ADVISORS LLC 198,097 543,000 4.50%
10 CALIFORNIA PUBLIC EMPLOYEES RETIREMENT SYSTEM 140,800 386,000 3.20%
11 BlackRock Fund Advisors 107,199 294,000 2.44%
12 CHUBB CORP 66,500 182,000 1.51%
13 Invesco Ltd. 53,400 146,000 1.21%
14 NORTHERN TRUST CORP 39,710 109,000 0.90%
15 BRIDGEWAY CAPITAL MANAGEMENT, LLC 23,590 65,000 0.54%
16 WELLS FARGO & COMPANY/MN 20,001 55,000 0.46%
17 Spark Investment Management LLC 19,700 53,000 0.44%
18 JPMORGAN CHASE & CO 16,000 44,000 0.36%
19 METROPOLITAN LIFE INSURANCE CO/NY 15,000 41,000 0.34%
20 PRUDENTIAL FINANCIAL INC 12,600 35,000 0.29%
21 Bank of New York Mellon Corp 12,295 34,000 0.28%
22 OPUS INVESTMENT MANAGEMENT INC 12,000 33,000 0.27%
23 GSA CAPITAL PARTNERS LLP 10,829 30,000 0.25%
24 CREDIT SUISSE AG/ 11,095 30,000 0.25%
25 UBS AG 5,672 16,000 0.13%
26 B. Riley Wealth Advisors, Inc. 5,500 15,070 0.12%
27 AMERIPRISE FINANCIAL INC 5,000 14,000 0.12%
28 BANK OF AMERICA CORP /DE/ 5,000 14,000 0.12%
29 BlackRock Investment Management, LLC 4,688 13,000 0.11%
30 ACADIAN ASSET MANAGEMENT LLC 4,216 12,000 0.10%
31 MACQUARIE GROUP LTD 4,500 12,000 0.10%
32 MORGAN STANLEY 3,500 10,000 0.08%
33 MANUFACTURERS LIFE INSURANCE COMPANY, THE 1,992 5,000 0.04%
34 DEUTSCHE BANK AG\ 1,000 2,000 0.02%
35 TOMPKINS FINANCIAL CORP 400 1,000 0.01%
36 BNP PARIBAS FINANCIAL MARKETS 96 263 0.00%
37 Tower Research Capital LLC (TRC) 100 0 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.