Dark
Light
System
Security
NEWTEK BUSINESS SERVICES
NEWTEK BUSINESS SERVICES. Institutional holdings reported to the SEC.

Institutional Holders (2014Q3)
Portfolio Summary: 30 Institutional holders with a total value of $9,271,000.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 Potomac Capital Management, Inc. 803,515 2,210,000 23.84%
2 DIMENSIONAL FUND ADVISORS LP 653,560 1,797,000 19.38%
3 VANGUARD GROUP INC 561,789 1,545,000 16.66%
4 BlackRock Institutional Trust Company, N.A. 284,564 783,000 8.45%
5 WHITEBOX ADVISORS LLC 271,796 747,000 8.06%
6 RENAISSANCE TECHNOLOGIES LLC 194,800 536,000 5.78%
7 CALIFORNIA PUBLIC EMPLOYEES RETIREMENT SYSTEM 140,800 387,000 4.17%
8 BlackRock Fund Advisors 99,940 275,000 2.97%
9 CHUBB CORP 66,500 182,000 1.96%
10 WELLS FARGO & COMPANY/MN 55,001 151,000 1.63%
11 Invesco Ltd. 33,104 91,000 0.98%
12 NORTHERN TRUST CORP 31,630 87,000 0.94%
13 BRIDGEWAY CAPITAL MANAGEMENT, LLC 23,590 65,000 0.70%
14 Rotella Capital Management, Inc. 20,401 56,000 0.60%
15 Spark Investment Management LLC 18,200 49,000 0.53%
16 JPMORGAN CHASE & CO 16,000 44,000 0.47%
17 METROPOLITAN LIFE INSURANCE CO/NY 15,000 41,000 0.44%
18 PRUDENTIAL FINANCIAL INC 12,600 35,000 0.38%
19 GEODE CAPITAL MANAGEMENT, LLC 13,016 35,000 0.38%
20 Bank of New York Mellon Corp 12,295 34,000 0.37%
21 OPUS INVESTMENT MANAGEMENT INC 12,000 33,000 0.36%
22 BANK OF AMERICA CORP /DE/ 5,000 14,000 0.15%
23 AMERIPRISE FINANCIAL INC 5,000 14,000 0.15%
24 MACQUARIE GROUP LTD 4,500 12,000 0.13%
25 ACADIAN ASSET MANAGEMENT LLC 4,216 12,000 0.13%
26 BlackRock Investment Management, LLC 4,441 12,000 0.13%
27 MORGAN STANLEY 3,564 10,000 0.11%
28 MANUFACTURERS LIFE INSURANCE COMPANY, THE 2,485 7,000 0.08%
29 UBS AG 1,700 5,000 0.05%
30 DEUTSCHE BANK AG\ 1,000 2,000 0.02%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.