| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | SOROS FUND MANAGEMENT LLC | 179,276,000 | 180,060,000 | 49.93% | PRN | |
| 2 | KILLEN GROUP INC | 34,787,000 | 34,852,000 | 9.66% | PRN | |
| 3 | TENOR CAPITAL MANAGEMENT Co., L.P. | 18,414,000 | 18,655,000 | 5.17% | PRN | |
| 4 | JPMORGAN CHASE & CO | 16,474,000 | 16,352,000 | 4.53% | PRN | |
| 5 | OAKTREE CAPITAL MANAGEMENT LP | 12,575,000 | 12,645,000 | 3.51% | PRN | |
| 6 | Pomelo Capital LLC | 12,529,000 | 12,584,000 | 3.49% | PRN | |
| 7 | BESSEMER GROUP INC | 10,600,000 | 10,666,000 | 2.96% | PRN | |
| 8 | SONORA INVESTMENT MANAGEMENT, LLC | 10,680,000 | 10,630,338 | 2.95% | ||
| 9 | ADVENT CAPITAL MANAGEMENT /DE/ | 9,762,000 | 9,807,000 | 2.72% | PRN | |
| 10 | MORGAN STANLEY | 9,676,000 | 9,745,000 | 2.70% | PRN | |
| 11 | LAZARD ASSET MANAGEMENT LLC | 9,564,000 | 9,605,000 | 2.66% | PRN | |
| 12 | THRIVENT FINANCIAL FOR LUTHERANS | 4,750,000 | 4,771,000 | 1.32% | ||
| 13 | UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC | 4,750,000 | 4,765,000 | 1.32% | PRN | |
| 14 | MACKAY SHIELDS LLC | 4,481,000 | 4,489,000 | 1.24% | PRN | |
| 15 | BARCLAYS PLC | 4,293,000 | 4,293,000 | 1.19% | PRN | |
| 16 | WELLS FARGO & COMPANY/MN | 3,013,000 | 3,019,000 | 0.84% | PRN | |
| 17 | AXA S.A. | 3,000,000 | 3,006,000 | 0.83% | PRN | |
| 18 | CREDIT SUISSE AG/ | 1,435,000 | 1,438,000 | 0.40% | PRN | |
| 19 | Bank of New York Mellon Corp | 1,309,000 | 1,299,000 | 0.36% | ||
| 20 | DEUTSCHE BANK AG\ | 1,142,000 | 1,144,000 | 0.32% | PRN | |
| 21 | IRON Financial LLC | 1,000,000 | 1,016,000 | 0.28% | ||
| 22 | OCONNOR, A Distinct Business Unit of UBS ASSET MANAGEMENT AMERICAS (LLC) | 1,000,000 | 1,004,000 | 0.28% | PRN | |
| 23 | Ionic Capital Management LLC | 1,000,000 | 1,002,000 | 0.28% | PRN | |
| 24 | MIZUHO SECURITIES USA LLC | 999,000 | 995,000 | 0.28% | ||
| 25 | DEUTSCHE BANK AG\ | 804,000 | 805,000 | 0.22% | Put | PRN |
| 26 | EDMOND DE ROTHSCHILD HOLDING S.A. | 500,000 | 501,000 | 0.14% | PRN | |
| 27 | EDMOND DE ROTHSCHILD ASSET MANAGEMENT (FRANCE) | 500,000 | 501,000 | 0.14% | PRN | |
| 28 | CITIGROUP INC | 377,000 | 378,000 | 0.10% | PRN | |
| 29 | Mitsubishi UFJ Securities Holdings Co., Ltd. | 251,000 | 252,000 | 0.07% | PRN | |
| 30 | BLACKROCK ADVISORS LLC | 100,000 | 100,000 | 0.03% | PRN | |
| 31 | GOLDMAN SACHS GROUP INC | 71,000 | 71,000 | 0.02% | PRN | |
| 32 | BlackRock Fund Advisors | 50,000 | 50,000 | 0.01% | PRN | |
| 33 | Raymond James Financial Services Advisors, Inc. | 37,000 | 37,000 | 0.01% | PRN | |
| 34 | Stanley-Laman Group, Ltd. | 25,000 | 25,000 | 0.01% | PRN | |
| 35 | Brown Advisory Securities, LLC | 25,000 | 25,000 | 0.01% | PRN | |
| 36 | STIFEL FINANCIAL CORP | 18,000 | 18,000 | 0.00% | PRN | |
| 37 | AMERIPRISE FINANCIAL INC | 17,000 | 17,000 | 0.00% | PRN | |
| 38 | BANK OF AMERICA CORP /DE/ | 5,000 | 5,000 | 0.00% | PRN | |
| 39 | D.A. DAVIDSON & CO. | 4,000 | 4,000 | 0.00% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
