| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | SOROS FUND MANAGEMENT LLC | 172,281,000 | 175,188,000 | 43.37% | PRN | |
| 2 | KILLEN GROUP INC | 64,731,000 | 65,500,000 | 16.22% | PRN | |
| 3 | FMR LLC | 32,000,000 | 32,380,000 | 8.02% | PRN | |
| 4 | ADVENT CAPITAL MANAGEMENT /DE/ | 25,736,000 | 26,143,000 | 6.47% | PRN | |
| 5 | JPMORGAN CHASE & CO | 15,266,000 | 15,448,000 | 3.82% | PRN | |
| 6 | MORGAN STANLEY | 10,391,000 | 10,507,000 | 2.60% | PRN | |
| 7 | SHENKMAN CAPITAL MANAGEMENT INC | 6,960,000 | 7,080,000 | 1.75% | PRN | |
| 8 | NOMURA HOLDINGS INC | 6,569,000 | 6,652,000 | 1.65% | PRN | |
| 9 | TENOR CAPITAL MANAGEMENT Co., L.P. | 6,500,000 | 6,633,000 | 1.64% | PRN | |
| 10 | AVIVA PLC | 6,450,000 | 6,545,000 | 1.62% | PRN | |
| 11 | Lombard Odier Asset Management (Europe) Ltd | 5,900,000 | 5,989,000 | 1.48% | PRN | |
| 12 | MACKAY SHIELDS LLC | 5,071,000 | 5,131,000 | 1.27% | PRN | |
| 13 | Invesco Ltd. | 3,250,000 | 3,289,000 | 0.81% | ||
| 14 | CAMDEN ASSET MANAGEMENT L P /CA | 3,125,000 | 3,162,000 | 0.78% | PRN | |
| 15 | WELLS FARGO & COMPANY/MN | 3,115,000 | 3,152,000 | 0.78% | PRN | |
| 16 | MIZUHO SECURITIES USA LLC | 3,000,000 | 3,038,000 | 0.75% | ||
| 17 | AXA S.A. | 3,000,000 | 3,036,000 | 0.75% | PRN | |
| 18 | UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC | 2,750,000 | 2,773,000 | 0.69% | PRN | |
| 19 | Pomelo Capital LLC | 2,500,000 | 2,542,000 | 0.63% | PRN | |
| 20 | DEUTSCHE BANK AG\ | 2,346,000 | 2,373,000 | 0.59% | PRN | |
| 21 | Bank of New York Mellon Corp | 2,306,000 | 2,340,000 | 0.58% | ||
| 22 | Passport Capital, LLC | 2,000,000 | 2,027,000 | 0.50% | PRN | |
| 23 | MANAGED ACCOUNT ADVISORS LLC | 1,976,000 | 1,999,000 | 0.49% | PRN | |
| 24 | ROYAL BANK OF CANADA | 1,600,000 | 1,624,000 | 0.40% | PRN | |
| 25 | CONNING INC. | 1,500,000 | 1,513,000 | 0.37% | PRN | |
| 26 | ZAZOVE ASSOCIATES LLC | 1,250,000 | 1,273,000 | 0.32% | PRN | |
| 27 | OCONNOR, A Distinct Business Unit of UBS ASSET MANAGEMENT AMERICAS (LLC) | 1,000,000 | 1,017,000 | 0.25% | PRN | |
| 28 | Radcliffe Capital Management, L.P. | 1,000,000 | 1,013,000 | 0.25% | PRN | |
| 29 | DEUTSCHE BANK AG\ | 804,000 | 813,000 | 0.20% | Put | PRN |
| 30 | BARCLAYS PLC | 681,000 | 688,000 | 0.17% | PRN | |
| 31 | Stanley-Laman Group, Ltd. | 606,000 | 611,000 | 0.15% | PRN | |
| 32 | EDMOND DE ROTHSCHILD HOLDING S.A. | 500,000 | 503,000 | 0.12% | PRN | |
| 33 | EDMOND DE ROTHSCHILD ASSET MANAGEMENT (FRANCE) | 500,000 | 503,000 | 0.12% | PRN | |
| 34 | MUFG Securities EMEA plc | 393,000 | 399,000 | 0.10% | PRN | |
| 35 | Mitsubishi UFJ Securities Holdings Co., Ltd. | 290,000 | 292,000 | 0.07% | PRN | |
| 36 | SUNTRUST BANKS INC | 280,000 | 283,000 | 0.07% | ||
| 37 | CREDIT AGRICOLE S A | 256,000 | 259,000 | 0.06% | PRN | |
| 38 | BlackRock Fund Advisors | 50,000 | 51,000 | 0.01% | PRN | |
| 39 | CSS LLC/IL | 40,000 | 41,000 | 0.01% | PRN | |
| 40 | Brown Advisory Securities, LLC | 25,000 | 25,000 | 0.01% | PRN | |
| 41 | CITIGROUP INC | 19,000 | 19,000 | 0.00% | PRN | |
| 42 | STIFEL FINANCIAL CORP | 18,000 | 18,000 | 0.00% | PRN | |
| 43 | M&T BANK CORP | 16,000 | 16,000 | 0.00% | PRN | |
| 44 | Evercore Wealth Management, LLC | 12,000 | 12,000 | 0.00% | PRN | |
| 45 | BANK OF AMERICA CORP /DE/ | 7,000 | 7,000 | 0.00% | PRN |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
