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CRISPR THERAPEUTICS AG
CRISPR THERAPEUTICS AG. Institutional holdings reported to the SEC.

Institutional Holders (2017Q1)
Portfolio Summary: 36 Institutional holders with a total value of $210,827,092.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 NEA Management Company, LLC 3,220,728 70,115,000 33.26%
2 Abingworth LLP 2,601,814 56,641,000 26.87%
3 CLOUGH CAPITAL PARTNERS L P 824,864 17,919,000 8.50%
4 WELLINGTON MANAGEMENT GROUP LLP 747,450 16,272,000 7.72%
5 FRANKLIN RESOURCES INC 729,333 15,738,000 7.46%
6 New Leaf Venture Partners, L.L.C. 586,475 12,767,000 6.06%
7 ORBIMED ADVISORS LLC 372,191 8,103,000 3.84%
8 Novo Holdings A/S 223,317 4,862,000 2.31%
9 VIVO CAPITAL, LLC 148,878 3,241,000 1.54%
10 CREDIT SUISSE AG/ 80,000 1,742,000 0.83%
11 PAULSON & CO. INC. 50,500 1,099,000 0.52%
12 MONASHEE INVESTMENT MANAGEMENT LLC 22,186 473,000 0.22% PRN
13 GEODE CAPITAL MANAGEMENT, LLC 21,110 459,000 0.22%
14 MORGAN STANLEY 20,526 447,000 0.21%
15 BANK OF AMERICA CORP /DE/ 14,512 316,000 0.15%
16 DEUTSCHE BANK AG\ 6,900 150,000 0.07%
17 IHT WEALTH MANAGEMENT, LLC 5,547 110,000 0.05%
18 ROYAL BANK OF CANADA 3,376 74,000 0.04%
19 Daiwa SB Investments Ltd. 2,800 61,000 0.03%
20 THOMPSON DAVIS & CO., INC. 2,500 54,000 0.03%
21 BANK OF MONTREAL /CAN/ 1,638 36,000 0.02%
22 DUBUQUE BANK & TRUST CO 1,425 31,000 0.01%
23 WELLS FARGO & COMPANY/MN 1,427 31,000 0.01%
24 FEDERATION DES CAISSES DESJARDINS DU QUEBEC 648 14,107 0.01%
25 LORING WOLCOTT & COOLIDGE FIDUCIARY ADVISORS LLP/MA 600 13,000 0.01%
26 UBS Group AG 570 12,000 0.01%
27 MOSAIC FAMILY WEALTH, LLC 495 11,000 0.01%
28 Carroll Financial Associates, Inc. 450 9,000 0.00%
29 INTELLECTUS PARTNERS, LLC 425 9,000 0.00%
30 ADVISOR GROUP, INC. 300 7,000 0.00%
31 LADENBURG THALMANN FINANCIAL SERVICES INC. 100 2,000 0.00%
32 Advisory Services Network, LLC 100 2,000 0.00%
33 CITIGROUP INC 100 2,000 0.00%
34 CRIBSTONE CAPITAL MANAGEMENT, LLC 90 2,000 0.00%
35 WESTSIDE INVESTMENT MANAGEMENT, INC. 100 1,985 0.00%
36 US BANCORP \DE\ 39 1,000 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.