| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | STEELHEAD PARTNERS LLC | 27,355,000 | 29,691,000 | 27.74% | PRN | |
| 2 | OAKTREE CAPITAL MANAGEMENT LP | 24,717,000 | 27,065,000 | 25.28% | PRN | |
| 3 | LAZARD ASSET MANAGEMENT LLC | 9,677,000 | 10,420,000 | 9.73% | PRN | |
| 4 | Mohican Financial Management, LLC | 7,000,000 | 7,586,000 | 7.09% | ||
| 5 | Calamos Advisors LLC | 5,500,000 | 6,070,000 | 5.67% | PRN | |
| 6 | PUTNAM INVESTMENTS LLC | 5,470,000 | 5,890,000 | 5.50% | ||
| 7 | Invesco Ltd. | 4,525,000 | 4,873,000 | 4.55% | ||
| 8 | CAMDEN ASSET MANAGEMENT L P /CA | 4,060,000 | 4,372,000 | 4.08% | PRN | |
| 9 | DINSMORE CAPITAL MANAGEMENT CO/NJ | 2,000,000 | 2,164,000 | 2.02% | PRN | |
| 10 | Bank of New York Mellon Corp | 1,950,000 | 2,150,000 | 2.01% | ||
| 11 | JPMORGAN CHASE & CO | 1,964,000 | 2,115,000 | 1.98% | PRN | |
| 12 | WADDELL & REED FINANCIAL INC | 1,145,000 | 1,233,000 | 1.15% | PRN | |
| 13 | SG Americas Securities, LLC | 11,350 | 1,228,000 | 1.15% | PRN | |
| 14 | GOLDMAN SACHS GROUP INC | 1,000,000 | 1,077,000 | 1.01% | PRN | |
| 15 | DEUTSCHE BANK AG\ | 670,000 | 721,000 | 0.67% | PRN | |
| 16 | Investors Capital Advisory Services | 294,000 | 316,000 | 0.30% | ||
| 17 | CITIGROUP INC | 44,000 | 47,000 | 0.04% | PRN | |
| 18 | Wellesley Asset Management | 15,209 | 16,454 | 0.02% | PRN | |
| 19 | Creative Planning | 4,000 | 4,000 | 0.00% | PRN | |
| 20 | D.A. DAVIDSON & CO. | 3,000 | 3,000 | 0.00% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
