| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | STEELHEAD PARTNERS LLC | 18,855,000 | 19,421,000 | 33.26% | PRN | |
| 2 | CAMDEN ASSET MANAGEMENT L P /CA | 8,209,000 | 8,496,000 | 14.55% | PRN | |
| 3 | LAZARD ASSET MANAGEMENT LLC | 6,162,000 | 6,377,000 | 10.92% | PRN | |
| 4 | Calamos Advisors LLC | 5,500,000 | 5,843,000 | 10.01% | PRN | |
| 5 | Mohican Financial Management, LLC | 4,593,000 | 4,754,000 | 8.14% | ||
| 6 | Invesco Ltd. | 4,525,000 | 4,683,000 | 8.02% | ||
| 7 | GOLDMAN SACHS GROUP INC | 2,000,000 | 2,070,000 | 3.55% | PRN | |
| 8 | Bank of New York Mellon Corp | 1,950,000 | 2,025,000 | 3.47% | ||
| 9 | JPMORGAN CHASE & CO | 1,234,000 | 1,277,000 | 2.19% | PRN | |
| 10 | WADDELL & REED FINANCIAL INC | 1,145,000 | 1,185,000 | 2.03% | ||
| 11 | DEUTSCHE BANK AG\ | 1,056,000 | 1,092,000 | 1.87% | PRN | |
| 12 | DINSMORE CAPITAL MANAGEMENT CO/NJ | 1,000,000 | 1,040,000 | 1.78% | PRN | |
| 13 | CITIGROUP INC | 64,000 | 66,000 | 0.11% | PRN | |
| 14 | BARCLAYS PLC | 55,000 | 57,000 | 0.10% | PRN | |
| 15 | Creative Planning | 4,000 | 4,000 | 0.01% | PRN |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
