| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | TD ASSET MANAGEMENT INC | 28,464,000 | 28,571,000 | 29.94% | ||
| 2 | Radcliffe Capital Management, L.P. | 16,488,000 | 16,516,000 | 17.31% | PRN | |
| 3 | CITADEL ADVISORS LLC | 13,362,000 | 13,355,000 | 13.99% | PRN | |
| 4 | COMMONWEALTH OF PENNSYLVANIA PUBLIC SCHOOL EMPLS RETRMT SYS | 6,295,000 | 6,287,000 | 6.59% | ||
| 5 | Pomelo Capital LLC | 6,259,000 | 6,282,000 | 6.58% | PRN | |
| 6 | Pine River Capital Management L.P. | 4,485,000 | 4,482,000 | 4.70% | PRN | |
| 7 | Calamos Advisors LLC | 4,016,000 | 4,033,000 | 4.23% | PRN | |
| 8 | Apollo Management Holdings, L.P. | 3,800,000 | 3,814,000 | 4.00% | PRN | |
| 9 | JPMORGAN CHASE & CO | 2,735,000 | 2,752,000 | 2.88% | PRN | |
| 10 | Pinnacle Holdings, LLC | 2,279,000 | 2,278,932 | 2.39% | SH | |
| 11 | THRIVENT FINANCIAL FOR LUTHERANS | 1,500,000 | 1,498,000 | 1.57% | ||
| 12 | BNP PARIBAS FINANCIAL MARKETS | 1,308,000 | 1,306,365 | 1.37% | PRN | |
| 13 | Lombard Odier Asset Management (Europe) Ltd | 1,100,000 | 1,129,000 | 1.18% | ||
| 14 | CQS Cayman LP | 1,000,000 | 1,017,000 | 1.07% | PRN | |
| 15 | UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC | 650,000 | 650,000 | 0.68% | PRN | |
| 16 | IRON Financial LLC | 370,000 | 379,000 | 0.40% | ||
| 17 | Mariner, LLC | 250,000 | 250,000 | 0.26% | PRN | |
| 18 | SSI INVESTMENT MANAGEMENT LLC | 170,000 | 170,000 | 0.18% | PRN | |
| 19 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 156,000 | 156,000 | 0.16% | ||
| 20 | WELLS FARGO & COMPANY/MN | 116,000 | 115,000 | 0.12% | PRN | |
| 21 | LPL Financial LLC | 105,000 | 105,000 | 0.11% | ||
| 22 | Commonwealth Equity Services, Inc | 70,000 | 70,000 | 0.07% | ||
| 23 | Private Advisor Group, LLC | 40,000 | 40,000 | 0.04% | PRN | |
| 24 | TDAM USA INC. | 36,000 | 36,000 | 0.04% | ||
| 25 | D.A. DAVIDSON & CO. | 35,000 | 34,000 | 0.04% | ||
| 26 | BB&T SECURITIES, LLC | 27,000 | 26,000 | 0.03% | ||
| 27 | Cetera Advisors LLC | 22,000 | 22,000 | 0.02% | PRN | |
| 28 | STIFEL FINANCIAL CORP | 14,981 | 15,000 | 0.02% | PRN | |
| 29 | ROYAL BANK OF CANADA | 10,000 | 10,000 | 0.01% | PRN | |
| 30 | BANK OF AMERICA CORP /DE/ | 10,000 | 10,000 | 0.01% | PRN | |
| 31 | Brookstone Capital Management | 8 | 8,000 | 0.01% | PRN | |
| 32 | Creative Planning | 7,000 | 7,000 | 0.01% | PRN | |
| 33 | Wellesley Asset Management | 6,182 | 6,327 | 0.01% | PRN | |
| 34 | Pinnacle Summer Investments, Inc. | 1,187,000 | 1,000 | 0.00% | PRN |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
