| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | TD ASSET MANAGEMENT INC | 28,464,000 | 28,820,000 | 27.67% | ||
| 2 | Radcliffe Capital Management, L.P. | 16,488,000 | 16,670,000 | 16.01% | PRN | |
| 3 | CITADEL ADVISORS LLC | 13,362,000 | 13,488,000 | 12.95% | PRN | |
| 4 | CQS Cayman LP | 9,500,000 | 9,677,000 | 9.29% | PRN | |
| 5 | COMMONWEALTH OF PENNSYLVANIA PUBLIC SCHOOL EMPLS RETRMT SYS | 6,295,000 | 6,342,000 | 6.09% | ||
| 6 | Pomelo Capital LLC | 6,259,000 | 6,337,000 | 6.08% | PRN | |
| 7 | Calamos Advisors LLC | 3,920,000 | 3,966,000 | 3.81% | PRN | |
| 8 | Apollo Management Holdings, L.P. | 3,800,000 | 3,848,000 | 3.69% | PRN | |
| 9 | ZAZOVE ASSOCIATES LLC | 3,235,000 | 3,259,000 | 3.13% | PRN | |
| 10 | Lombard Odier Asset Management (Europe) Ltd | 3,100,000 | 3,170,000 | 3.04% | PRN | |
| 11 | JPMORGAN CHASE & CO | 2,835,000 | 2,857,000 | 2.74% | PRN | |
| 12 | Pinnacle Holdings, LLC | 2,279,000 | 2,290,737 | 2.20% | ||
| 13 | THRIVENT FINANCIAL FOR LUTHERANS | 1,500,000 | 1,519,000 | 1.46% | ||
| 14 | UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC | 650,000 | 653,000 | 0.63% | PRN | |
| 15 | IRON Financial LLC | 370,000 | 377,000 | 0.36% | ||
| 16 | Mariner, LLC | 260,000 | 261,000 | 0.25% | PRN | |
| 17 | SSI INVESTMENT MANAGEMENT LLC | 170,000 | 171,000 | 0.16% | PRN | |
| 18 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 156,000 | 157,000 | 0.15% | ||
| 19 | LPL Financial LLC | 85,000 | 86,000 | 0.08% | ||
| 20 | ROYAL BANK OF CANADA | 83,000 | 84,000 | 0.08% | PRN | |
| 21 | TDAM USA INC. | 36,000 | 36,000 | 0.03% | ||
| 22 | GOLDMAN SACHS GROUP INC | 30,000 | 30,000 | 0.03% | PRN | |
| 23 | Cetera Advisors LLC | 22,000 | 22,000 | 0.02% | PRN | |
| 24 | BB&T SECURITIES, LLC | 12,000 | 12,000 | 0.01% | ||
| 25 | Brookstone Capital Management | 8 | 8,000 | 0.01% | PRN | |
| 26 | Wellesley Asset Management | 6,436 | 6,557 | 0.01% | PRN | |
| 27 | WELLS FARGO & COMPANY/MN | 3,000 | 3,000 | 0.00% | PRN |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
