| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | Radcliffe Capital Management, L.P. | 26,934,000 | 27,637,000 | 29.97% | PRN | |
| 2 | Pine River Capital Management L.P. | 10,166,000 | 10,417,000 | 11.30% | PRN | |
| 3 | BNP PARIBAS FINANCIAL MARKETS | 10,000,000 | 10,237,500 | 11.10% | PRN | |
| 4 | Pomelo Capital LLC | 8,259,000 | 8,496,000 | 9.21% | PRN | |
| 5 | COMMONWEALTH OF PENNSYLVANIA PUBLIC SCHOOL EMPLS RETRMT SYS | 6,865,000 | 7,028,000 | 7.62% | ||
| 6 | SANDERS MORRIS HARRIS INC/FA | 7,304 | 5,412,000 | 5.87% | PRN | |
| 7 | WESTWOOD HOLDINGS GROUP INC | 5,000,000 | 5,109,000 | 5.54% | ||
| 8 | JPMORGAN CHASE & CO | 4,497,000 | 4,616,000 | 5.01% | PRN | |
| 9 | THRIVENT FINANCIAL FOR LUTHERANS | 3,000,000 | 3,079,000 | 3.34% | ||
| 10 | MORGAN STANLEY | 2,259,000 | 2,312,000 | 2.51% | PRN | |
| 11 | Pinnacle Holdings, LLC | 2,219,000 | 2,266,930 | 2.46% | ||
| 12 | Calamos Advisors LLC | 1,179,000 | 1,213,000 | 1.32% | PRN | |
| 13 | CQS Cayman LP | 1,000,000 | 1,051,000 | 1.14% | PRN | |
| 14 | BARCLAYS PLC | 851,000 | 871,000 | 0.94% | PRN | |
| 15 | UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC | 500,000 | 511,000 | 0.55% | PRN | |
| 16 | IRON Financial LLC | 400,000 | 419,000 | 0.45% | ||
| 17 | Mariner, LLC | 240,000 | 245,000 | 0.27% | PRN | |
| 18 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 221,000 | 226,000 | 0.25% | ||
| 19 | KISSINGER FINANCIAL SERVICES LLC | 200,000 | 204,000 | 0.22% | PRN | |
| 20 | SSI INVESTMENT MANAGEMENT LLC | 118,000 | 121,000 | 0.13% | PRN | |
| 21 | Commonwealth Equity Services, Inc | 105,000 | 107,000 | 0.12% | ||
| 22 | WEALTHSOURCE PARTNERS, LLC | 100,000 | 102,000 | 0.11% | ||
| 23 | LPL Financial LLC | 100,000 | 102,000 | 0.11% | ||
| 24 | STIFEL FINANCIAL CORP | 61,425 | 61,000 | 0.07% | PRN | |
| 25 | LINCOLN NATIONAL CORP | 60,000 | 61,000 | 0.07% | PRN | |
| 26 | ROYAL BANK OF CANADA | 50,000 | 51,000 | 0.06% | PRN | |
| 27 | D.A. DAVIDSON & CO. | 35,000 | 35,000 | 0.04% | ||
| 28 | Jefferies Group LLC | 30,000 | 31,000 | 0.03% | PRN | |
| 29 | V WEALTH MANAGEMENT,LLC | 24,000 | 25,000 | 0.03% | PRN | |
| 30 | Cetera Advisors LLC | 22,000 | 23,000 | 0.02% | PRN | |
| 31 | FDx Advisors, Inc. | 21,000 | 21,000 | 0.02% | ||
| 32 | NEXT Financial Group, Inc | 20,000 | 20,000 | 0.02% | ||
| 33 | UBS Group AG | 20,000 | 20,000 | 0.02% | PRN | |
| 34 | Raymond James Financial Services Advisors, Inc. | 16,000 | 16,000 | 0.02% | PRN | |
| 35 | NewEdge Advisors, LLC | 12,000 | 12,000 | 0.01% | ||
| 36 | BB&T SECURITIES, LLC | 12,000 | 12,000 | 0.01% | ||
| 37 | WELLS FARGO & COMPANY/MN | 11,000 | 11,000 | 0.01% | PRN | |
| 38 | CETERA INVESTMENT ADVISERS | 10,000 | 10,000 | 0.01% | PRN | |
| 39 | BANK OF AMERICA CORP /DE/ | 10,000 | 10,000 | 0.01% | PRN | |
| 40 | ENVESTNET ASSET MANAGEMENT INC | 8,000 | 8,000 | 0.01% | ||
| 41 | BENJAMIN F. EDWARDS & COMPANY, INC. | 5,000 | 5,000 | 0.01% | PRN | |
| 42 | ADVISOR GROUP, INC. | 5 | 5,000 | 0.01% | PRN |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
