| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | Pinnacle Summer Investments, Inc. | 1,187,000 | 1,000 | 0.00% | PRN | |
| 2 | AMERICAN INTERNATIONAL GROUP, INC. | 5 | 5,000 | 0.00% | PRN | |
| 3 | Wellesley Asset Management | 5,912 | 5,831 | 0.01% | PRN | |
| 4 | Creative Planning | 7,000 | 7,000 | 0.01% | PRN | |
| 5 | ROYAL BANK OF CANADA | 10,000 | 10,000 | 0.01% | PRN | |
| 6 | BANK OF AMERICA CORP /DE/ | 10,000 | 10,000 | 0.01% | PRN | |
| 7 | TDAM USA INC. | 14,000 | 14,000 | 0.01% | ||
| 8 | Raymond James Financial Services Advisors, Inc. | 16,000 | 16,000 | 0.02% | PRN | |
| 9 | NEXT Financial Group, Inc | 20,000 | 19,000 | 0.02% | PRN | |
| 10 | UBS Group AG | 20,000 | 20,000 | 0.02% | PRN | |
| 11 | BB&T SECURITIES, LLC | 22,000 | 21,000 | 0.02% | ||
| 12 | Cetera Advisors LLC | 22,000 | 22,000 | 0.02% | PRN | |
| 13 | D.A. DAVIDSON & CO. | 35,000 | 34,000 | 0.03% | ||
| 14 | Private Advisor Group, LLC | 40,000 | 39,000 | 0.04% | PRN | |
| 15 | STIFEL FINANCIAL CORP | 39,450 | 39,000 | 0.04% | PRN | |
| 16 | Stanley-Laman Group, Ltd. | 55,000 | 54,000 | 0.05% | PRN | |
| 17 | Commonwealth Equity Services, Inc | 70,000 | 69,000 | 0.07% | ||
| 18 | SSI INVESTMENT MANAGEMENT LLC | 170,000 | 168,000 | 0.17% | PRN | |
| 19 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 201,000 | 198,000 | 0.20% | ||
| 20 | WELLS FARGO & COMPANY/MN | 208,000 | 208,000 | 0.21% | PRN | |
| 21 | LPL Financial LLC | 210,000 | 208,000 | 0.21% | ||
| 22 | Mariner, LLC | 245,000 | 242,000 | 0.24% | PRN | |
| 23 | IRON Financial LLC | 390,000 | 389,000 | 0.39% | ||
| 24 | UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC | 650,000 | 641,000 | 0.64% | PRN | |
| 25 | CQS Cayman LP | 1,000,000 | 1,000,000 | 0.99% | PRN | |
| 26 | Lombard Odier Asset Management (Europe) Ltd | 1,100,000 | 1,102,000 | 1.09% | PRN | |
| 27 | MORGAN STANLEY | 1,828,000 | 1,812,000 | 1.80% | PRN | |
| 28 | Pinnacle Holdings, LLC | 2,264,000 | 2,232,304 | 2.21% | ||
| 29 | THRIVENT FINANCIAL FOR LUTHERANS | 3,500,000 | 3,469,000 | 3.44% | ||
| 30 | Apollo Management Holdings, L.P. | 3,800,000 | 3,767,000 | 3.73% | PRN | |
| 31 | Calamos Advisors LLC | 4,176,000 | 4,163,000 | 4.12% | PRN | |
| 32 | COMMONWEALTH OF PENNSYLVANIA PUBLIC SCHOOL EMPLS RETRMT SYS | 6,295,000 | 6,208,000 | 6.15% | ||
| 33 | Pomelo Capital LLC | 7,259,000 | 7,195,000 | 7.13% | PRN | |
| 34 | Pine River Capital Management L.P. | 8,177,000 | 8,095,000 | 8.02% | PRN | |
| 35 | BNP PARIBAS FINANCIAL MARKETS | 10,000,000 | 9,862,500 | 9.77% | PRN | |
| 36 | CITADEL ADVISORS LLC | 10,000,000 | 9,958,000 | 9.87% | PRN | |
| 37 | TD ASSET MANAGEMENT INC | 18,486,000 | 18,324,000 | 18.15% | ||
| 38 | Radcliffe Capital Management, L.P. | 21,488,000 | 21,306,000 | 21.11% | PRN |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
