| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | ADVISOR GROUP, INC. | 5 | 5,000 | 0.01% | PRN | |
| 2 | BENJAMIN F. EDWARDS & COMPANY, INC. | 5,000 | 5,000 | 0.01% | PRN | |
| 3 | ENVESTNET ASSET MANAGEMENT INC | 6,000 | 6,000 | 0.01% | ||
| 4 | Creative Planning | 7,000 | 7,000 | 0.01% | PRN | |
| 5 | BANK OF AMERICA CORP /DE/ | 10,000 | 10,000 | 0.01% | PRN | |
| 6 | CETERA INVESTMENT ADVISERS | 10,000 | 10,000 | 0.01% | PRN | |
| 7 | BB&T SECURITIES, LLC | 12,000 | 12,000 | 0.01% | ||
| 8 | Raymond James Financial Services Advisors, Inc. | 16,000 | 16,000 | 0.02% | PRN | |
| 9 | UBS Group AG | 20,000 | 20,000 | 0.02% | PRN | |
| 10 | NEXT Financial Group, Inc | 20,000 | 20,000 | 0.02% | PRN | |
| 11 | VSR Financial Services, Inc. | 20,000 | 20,000 | 0.02% | PRN | |
| 12 | FDx Advisors, Inc. | 21,000 | 21,000 | 0.02% | ||
| 13 | Cetera Advisors LLC | 22,000 | 22,000 | 0.02% | PRN | |
| 14 | V WEALTH MANAGEMENT,LLC | 24,000 | 24,000 | 0.03% | PRN | |
| 15 | D.A. DAVIDSON & CO. | 35,000 | 35,000 | 0.04% | ||
| 16 | STIFEL FINANCIAL CORP | 40,550 | 41,000 | 0.04% | PRN | |
| 17 | ROYAL BANK OF CANADA | 55,000 | 56,000 | 0.06% | PRN | |
| 18 | LINCOLN NATIONAL CORP | 60,000 | 61,000 | 0.07% | PRN | |
| 19 | LPL Financial LLC | 80,000 | 81,000 | 0.09% | ||
| 20 | WEALTHSOURCE PARTNERS, LLC | 100,000 | 101,000 | 0.11% | ||
| 21 | Commonwealth Equity Services, Inc | 105,000 | 106,000 | 0.11% | ||
| 22 | SSI INVESTMENT MANAGEMENT LLC | 170,000 | 172,000 | 0.19% | PRN | |
| 23 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 206,000 | 209,000 | 0.23% | ||
| 24 | Mariner, LLC | 240,000 | 243,000 | 0.26% | PRN | |
| 25 | IRON Financial LLC | 375,000 | 384,000 | 0.42% | ||
| 26 | UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC | 500,000 | 507,000 | 0.55% | PRN | |
| 27 | CQS Cayman LP | 1,000,000 | 1,027,000 | 1.11% | PRN | |
| 28 | Lombard Odier Asset Management (Europe) Ltd | 1,100,000 | 1,121,000 | 1.22% | PRN | |
| 29 | BARCLAYS PLC | 1,248,000 | 1,265,000 | 1.37% | PRN | |
| 30 | Calamos Advisors LLC | 1,364,000 | 1,390,000 | 1.51% | PRN | |
| 31 | MORGAN STANLEY | 2,077,000 | 2,104,000 | 2.28% | PRN | |
| 32 | Pinnacle Holdings, LLC | 2,239,000 | 2,269,115 | 2.46% | PRN | |
| 33 | JPMORGAN CHASE & CO | 2,355,000 | 2,391,000 | 2.59% | PRN | |
| 34 | SANDERS MORRIS HARRIS INC/FA | 3,261,000 | 3,322,000 | 3.60% | PRN | |
| 35 | THRIVENT FINANCIAL FOR LUTHERANS | 3,500,000 | 3,566,000 | 3.87% | ||
| 36 | TD ASSET MANAGEMENT INC | 5,496,000 | 5,599,000 | 6.07% | ||
| 37 | COMMONWEALTH OF PENNSYLVANIA PUBLIC SCHOOL EMPLS RETRMT SYS | 6,945,000 | 7,040,000 | 7.64% | ||
| 38 | Pomelo Capital LLC | 8,259,000 | 8,414,000 | 9.13% | PRN | |
| 39 | BNP PARIBAS FINANCIAL MARKETS | 10,000,000 | 10,137,500 | 10.99% | PRN | |
| 40 | Pine River Capital Management L.P. | 11,416,000 | 11,573,000 | 12.55% | PRN | |
| 41 | Radcliffe Capital Management, L.P. | 28,311,000 | 28,791,000 | 31.23% | PRN |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
