| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | BENJAMIN F. EDWARDS & COMPANY, INC. | 5,000 | 5,000 | 0.01% | PRN | |
| 2 | ADVISOR GROUP, INC. | 5 | 5,000 | 0.01% | PRN | |
| 3 | INDEPENDENT ADVISOR ALLIANCE | 5,000 | 5,092 | 0.01% | PRN | |
| 4 | Cambridge Investment Research Advisors, Inc. | 10,000 | 10,000 | 0.01% | ||
| 5 | BANK OF AMERICA CORP /DE/ | 10,000 | 10,000 | 0.01% | PRN | |
| 6 | CETERA INVESTMENT ADVISERS | 10,000 | 10,000 | 0.01% | PRN | |
| 7 | BlackRock Investment Management, LLC | 10,000 | 10,000 | 0.01% | PRN | |
| 8 | WELLS FARGO & COMPANY/MN | 11,000 | 11,000 | 0.01% | PRN | |
| 9 | BB&T SECURITIES, LLC | 12,000 | 12,000 | 0.01% | ||
| 10 | NewEdge Advisors, LLC | 12,000 | 12,000 | 0.01% | PRN | |
| 11 | Raymond James Financial Services Advisors, Inc. | 16,000 | 16,000 | 0.02% | PRN | |
| 12 | NEXT Financial Group, Inc | 20,000 | 20,000 | 0.02% | ||
| 13 | UBS Group AG | 20,000 | 20,000 | 0.02% | PRN | |
| 14 | FDx Advisors, Inc. | 21,000 | 21,000 | 0.02% | ||
| 15 | HighTower Advisors, LLC | 22,000 | 22,000 | 0.02% | PRN | |
| 16 | Cetera Advisors LLC | 22,000 | 22,000 | 0.02% | PRN | |
| 17 | D.A. DAVIDSON & CO. | 35,000 | 35,000 | 0.04% | ||
| 18 | Private Advisor Group, LLC | 40,000 | 41,000 | 0.04% | PRN | |
| 19 | Jefferies Group LLC | 50,000 | 51,000 | 0.05% | PRN | |
| 20 | LINCOLN NATIONAL CORP | 60,000 | 61,000 | 0.06% | PRN | |
| 21 | ROYAL BANK OF CANADA | 74,000 | 77,000 | 0.08% | PRN | |
| 22 | WEALTHSOURCE PARTNERS, LLC | 100,000 | 102,000 | 0.11% | ||
| 23 | Commonwealth Equity Services, Inc | 105,000 | 107,000 | 0.11% | ||
| 24 | STIFEL FINANCIAL CORP | 110,900 | 111,000 | 0.12% | PRN | |
| 25 | SSI INVESTMENT MANAGEMENT LLC | 118,000 | 119,000 | 0.13% | PRN | |
| 26 | KISSINGER FINANCIAL SERVICES LLC | 200,000 | 203,000 | 0.21% | PRN | |
| 27 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 221,000 | 224,000 | 0.24% | ||
| 28 | Mariner, LLC | 240,000 | 244,000 | 0.26% | PRN | |
| 29 | LPL Financial LLC | 375,000 | 382,000 | 0.40% | PRN | |
| 30 | CQS Cayman LP | 1,000,000 | 1,028,000 | 1.08% | PRN | |
| 31 | Calamos Advisors LLC | 1,179,000 | 1,203,000 | 1.26% | PRN | |
| 32 | Pinnacle Holdings, LLC | 2,209,000 | 2,250,308 | 2.37% | ||
| 33 | MORGAN STANLEY | 2,297,000 | 2,349,000 | 2.47% | PRN | |
| 34 | THRIVENT FINANCIAL FOR LUTHERANS | 3,000,000 | 3,045,000 | 3.20% | ||
| 35 | JPMORGAN CHASE & CO | 4,497,000 | 4,632,000 | 4.87% | PRN | |
| 36 | WESTWOOD HOLDINGS GROUP INC | 5,000,000 | 5,105,000 | 5.37% | PRN | |
| 37 | COMMONWEALTH OF PENNSYLVANIA PUBLIC SCHOOL EMPLS RETRMT SYS | 6,865,000 | 6,968,000 | 7.33% | ||
| 38 | Pomelo Capital LLC | 8,259,000 | 8,424,000 | 8.86% | PRN | |
| 39 | Pine River Capital Management L.P. | 8,296,000 | 8,463,000 | 8.90% | PRN | |
| 40 | BNP PARIBAS FINANCIAL MARKETS | 10,000,000 | 10,150,000 | 10.67% | PRN | |
| 41 | DZ BANK AG DEUTSCHE ZENTRAL GENOSSENSCHAFTS BANK, FRANKFURT AM MAIN | 10,800,000 | 11,002,000 | 11.57% | PRN | |
| 42 | Radcliffe Capital Management, L.P. | 27,934,000 | 28,528,000 | 29.99% | PRN |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
