| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | WELLS FARGO & COMPANY/MN | 10,000 | 10,000 | 0.01% | PRN | |
| 2 | HighTower Advisors, LLC | 13,000 | 13,000 | 0.02% | PRN | |
| 3 | Raymond James Financial Services Advisors, Inc. | 14,000 | 14,000 | 0.02% | PRN | |
| 4 | TDAM USA INC. | 17,000 | 17,000 | 0.02% | ||
| 5 | MORGAN STANLEY | 19,000 | 19,000 | 0.02% | PRN | |
| 6 | Creative Planning | 23,000 | 23,000 | 0.03% | PRN | |
| 7 | BANK OF AMERICA CORP /DE/ | 24,000 | 24,000 | 0.03% | PRN | |
| 8 | US BANCORP \DE\ | 25,000 | 25,000 | 0.03% | PRN | |
| 9 | Wellesley Asset Management | 33,232 | 32,734 | 0.04% | PRN | |
| 10 | STIFEL FINANCIAL CORP | 53,900 | 55,000 | 0.07% | PRN | |
| 11 | ADVISOR GROUP, INC. | 59 | 58,000 | 0.08% | PRN | |
| 12 | D.A. DAVIDSON & CO. | 150,000 | 146,000 | 0.19% | ||
| 13 | AQR ARBITRAGE LLC | 275,000 | 271,000 | 0.35% | PRN | |
| 14 | CREDIT SUISSE AG/ | 300,000 | 294,000 | 0.38% | PRN | |
| 15 | Bank of New York Mellon Corp | 1,230,000 | 1,215,000 | 1.59% | ||
| 16 | JPMORGAN CHASE & CO | 1,353,000 | 1,336,000 | 1.75% | PRN | |
| 17 | Orinda Asset Management LLC | 3,000,000 | 2,955,000 | 3.86% | ||
| 18 | ROYAL BANK OF CANADA | 3,226,000 | 3,161,000 | 4.13% | PRN | |
| 19 | GLG Partners LP | 3,725,000 | 3,692,000 | 4.83% | PRN | |
| 20 | FMR LLC | 8,300,000 | 8,134,000 | 10.63% | PRN | |
| 21 | OAKTREE CAPITAL MANAGEMENT LP | 9,189,000 | 9,020,000 | 11.79% | PRN | |
| 22 | TD ASSET MANAGEMENT INC | 19,483,000 | 19,191,000 | 25.09% | ||
| 23 | Pine River Capital Management L.P. | 27,330,000 | 26,782,000 | 35.01% | PRN |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
