| 1 |
CI INVESTMENTS INC. |
320,000 |
9,475,000 |
20.78% |
|
|
| 2 |
STATE STREET CORP |
191,199 |
5,662,000 |
12.42% |
|
|
| 3 |
Laidlaw Group, LLC |
109,357 |
3,238,000 |
7.10% |
|
|
| 4 |
WELLS FARGO & COMPANY/MN |
94,439 |
2,796,000 |
6.13% |
|
|
| 5 |
Lattice Strategies LLC |
91,157 |
2,699,000 |
5.92% |
|
|
| 6 |
Empirical Financial Services, LLC d.b.a. Empirical Wealth Management |
83,187 |
2,463,000 |
5.40% |
|
|
| 7 |
MORGAN STANLEY |
75,318 |
2,230,000 |
4.89% |
|
|
| 8 |
Callan Capital, LLC |
58,141 |
1,722,000 |
3.78% |
|
|
| 9 |
GUGGENHEIM CAPITAL LLC |
57,931 |
1,715,000 |
3.76% |
|
|
| 10 |
Baker Avenue Asset Management, LP |
54,071 |
1,601,000 |
3.51% |
|
|
| 11 |
UBS AG |
53,387 |
1,581,000 |
3.47% |
|
|
| 12 |
BANK OF AMERICA CORP /DE/ |
46,364 |
1,373,000 |
3.01% |
|
|
| 13 |
SUSQUEHANNA INTERNATIONAL GROUP, LLP |
44,200 |
1,309,000 |
2.87% |
Put |
|
| 14 |
WHITTIER TRUST CO OF NEVADA INC |
41,695 |
1,235,000 |
2.71% |
|
|
| 15 |
JANE STREET GROUP, LLC |
32,524 |
963,000 |
2.11% |
|
|
| 16 |
ASSETMARK, INC |
27,459 |
813,000 |
1.78% |
|
|
| 17 |
JPMORGAN CHASE & CO |
24,364 |
721,000 |
1.58% |
|
|
| 18 |
ROYAL BANK OF CANADA |
23,876 |
707,000 |
1.55% |
|
|
| 19 |
Bluefin Trading, LLC |
21,788 |
645,000 |
1.41% |
|
|
| 20 |
Orion Porfolio Solutions, LLC |
14,073 |
417,000 |
0.91% |
|
|
| 21 |
Virtu KCG Holdings LLC |
11,711 |
347,000 |
0.76% |
|
|
| 22 |
IMS Capital Management |
11,368 |
337,000 |
0.74% |
|
|
| 23 |
LPL Financial LLC |
10,859 |
322,000 |
0.71% |
|
|
| 24 |
ProVise Management Group, LLC |
9,225 |
274,000 |
0.60% |
|
|
| 25 |
CITY NATIONAL BANK |
8,499 |
252,000 |
0.55% |
|
|
| 26 |
Verition Fund Management LLC |
7,729 |
229,000 |
0.50% |
|
|
| 27 |
Tactical Allocation Group LLC |
6,980 |
207,000 |
0.45% |
|
|
| 28 |
DEUTSCHE BANK AG\ |
5,250 |
155,000 |
0.34% |
|
|
| 29 |
Private Advisor Group, LLC |
810 |
24,000 |
0.05% |
|
|
| 30 |
LADENBURG THALMANN FINANCIAL SERVICES INC. |
694 |
21,000 |
0.05% |
|
|
| 31 |
NEW ENGLAND SECURITIES CORP /MA/ |
611 |
18,000 |
0.04% |
|
|
| 32 |
AMERIPRISE FINANCIAL INC |
521 |
15,000 |
0.03% |
|
|
| 33 |
Ground Swell Capital, LLC |
469 |
14,000 |
0.03% |
|
|
| 34 |
LORING WOLCOTT & COOLIDGE FIDUCIARY ADVISORS LLP/MA |
200 |
6,000 |
0.01% |
|
|
| 35 |
ENVESTNET ASSET MANAGEMENT INC |
159 |
5,000 |
0.01% |
|
|
| 36 |
People's United Financial, Inc. |
182 |
5,000 |
0.01% |
|
|
| 37 |
CITIGROUP INC |
151 |
4,000 |
0.01% |
|
|
| 38 |
Transamerica Financial Advisors, LLC |
1 |
1,000 |
0.00% |
|
|
