| 1 |
CI INVESTMENTS INC. |
320,000 |
9,098,000 |
19.50% |
|
|
| 2 |
EP Wealth Advisors, LLC |
185,665 |
5,275,000 |
11.30% |
|
|
| 3 |
STATE STREET CORP |
132,799 |
3,776,000 |
8.09% |
|
|
| 4 |
Laidlaw Group, LLC |
108,855 |
3,093,000 |
6.63% |
|
|
| 5 |
Lattice Strategies LLC |
94,835 |
2,694,000 |
5.77% |
|
|
| 6 |
Empirical Financial Services, LLC d.b.a. Empirical Wealth Management |
91,409 |
2,597,000 |
5.57% |
|
|
| 7 |
MORGAN STANLEY |
90,040 |
2,559,000 |
5.48% |
|
|
| 8 |
GUGGENHEIM CAPITAL LLC |
76,808 |
2,184,000 |
4.68% |
|
|
| 9 |
Callan Capital, LLC |
58,141 |
1,652,000 |
3.54% |
|
|
| 10 |
HBK Sorce Advisory LLC |
48,955 |
1,391,000 |
2.98% |
|
|
| 11 |
BANK OF AMERICA CORP /DE/ |
48,091 |
1,366,000 |
2.93% |
|
|
| 12 |
WEALTH ENHANCEMENT ADVISORY SERVICES, LLC |
47,159 |
1,340,000 |
2.87% |
|
|
| 13 |
WHITTIER TRUST CO OF NEVADA INC |
41,695 |
1,184,000 |
2.54% |
|
|
| 14 |
UBS Group AG |
36,481 |
1,036,000 |
2.22% |
|
|
| 15 |
ASSETMARK, INC |
32,266 |
917,000 |
1.97% |
|
|
| 16 |
JANE STREET GROUP, LLC |
25,179 |
715,000 |
1.53% |
|
|
| 17 |
JPMORGAN CHASE & CO |
24,555 |
698,000 |
1.50% |
|
|
| 18 |
SUSQUEHANNA INTERNATIONAL GROUP, LLP |
24,200 |
688,000 |
1.47% |
Put |
|
| 19 |
Virtu KCG Holdings LLC |
18,987 |
540,000 |
1.16% |
|
|
| 20 |
SUSQUEHANNA INTERNATIONAL GROUP, LLP |
18,400 |
523,000 |
1.12% |
Call |
|
| 21 |
SUSQUEHANNA INTERNATIONAL GROUP, LLP |
16,328 |
464,000 |
0.99% |
|
|
| 22 |
Orion Porfolio Solutions, LLC |
15,769 |
448,000 |
0.96% |
|
|
| 23 |
WELLS FARGO & COMPANY/MN |
13,253 |
377,000 |
0.81% |
|
|
| 24 |
Coastline Trust Co |
12,635 |
359,000 |
0.77% |
|
|
| 25 |
IMS Capital Management |
12,322 |
350,000 |
0.75% |
|
|
| 26 |
Capstone Financial Advisors, Inc. |
9,548 |
271,000 |
0.58% |
|
|
| 27 |
VALLEY NATIONAL ADVISERS INC |
9,000 |
268,000 |
0.57% |
|
|
| 28 |
CITY NATIONAL BANK |
8,467 |
241,000 |
0.52% |
|
|
| 29 |
LPL Financial LLC |
7,845 |
223,000 |
0.48% |
|
|
| 30 |
ROYAL BANK OF CANADA |
6,273 |
178,000 |
0.38% |
|
|
| 31 |
DEUTSCHE BANK AG\ |
1,500 |
42,000 |
0.09% |
|
|
| 32 |
LADENBURG THALMANN FINANCIAL SERVICES INC. |
1,381 |
39,000 |
0.08% |
|
|
| 33 |
Simplicity Solutions, LLC |
1,227 |
34,859 |
0.07% |
|
|
| 34 |
NEW ENGLAND SECURITIES CORP /MA/ |
611 |
17,000 |
0.04% |
|
|
| 35 |
SRH ADVISORS, LLC |
250 |
7,000 |
0.02% |
|
|
| 36 |
LORING WOLCOTT & COOLIDGE FIDUCIARY ADVISORS LLP/MA |
200 |
6,000 |
0.01% |
|
|
| 37 |
People's United Financial, Inc. |
182 |
5,000 |
0.01% |
|
|
| 38 |
CITIGROUP INC |
151 |
4,000 |
0.01% |
|
|
| 39 |
Transamerica Financial Advisors, LLC |
1 |
1,000 |
0.00% |
|
|
| 40 |
WFG Advisors, LP |
4 |
0 |
0.00% |
|
|
| 41 |
Parallax Volatility Advisers, L.P. |
1 |
0 |
0.00% |
|
|
