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SMITH MICRO SOFTWARE INC
SMITH MICRO SOFTWARE INC. Institutional holdings reported to the SEC.

Institutional Holders (2016Q3)
Portfolio Summary: 26 Institutional holders with a total value of $1,894,648.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 BlackRock Institutional Trust Company, N.A. 314,469 638,000 33.67%
2 RENAISSANCE TECHNOLOGIES LLC 230,125 467,000 24.65%
3 VANGUARD GROUP INC 188,333 382,000 20.16%
4 Cowen Prime Services LLC 48,456 98,000 5.17%
5 GEODE CAPITAL MANAGEMENT, LLC 45,086 91,000 4.80%
6 CALIFORNIA PUBLIC EMPLOYEES RETIREMENT SYSTEM 22,375 45,000 2.38%
7 NORTHERN TRUST CORP 16,348 34,000 1.79%
8 SUSQUEHANNA INTERNATIONAL GROUP, LLP 15,649 32,000 1.69%
9 Virtu KCG Holdings LLC 15,148 31,000 1.64%
10 CITADEL ADVISORS LLC 11,113 23,000 1.21%
11 Bank of New York Mellon Corp 10,418 21,000 1.11%
12 Tower Research Capital LLC (TRC) 3,694 7,000 0.37%
13 BLACKROCK ADVISORS LLC 3,086 6,000 0.32%
14 BlackRock Fund Advisors 2,646 5,000 0.26%
15 WFG Advisors, LP 2,675 5,000 0.26%
16 IFP ADVISORS, INC 1,500 3,000 0.16%
17 DEUTSCHE BANK AG\ 1,100 2,000 0.11%
18 MANUFACTURERS LIFE INSURANCE COMPANY, THE 550 1,000 0.05%
19 LADENBURG THALMANN FINANCIAL SERVICES INC. 250 1,000 0.05%
20 UBS Group AG 422 1,000 0.05%
21 WELLS FARGO & COMPANY/MN 375 1,000 0.05%
22 ANCHOR INVESTMENT MANAGEMENT, LLC 250 508 0.03%
23 Winslow, Evans & Crocker, Inc. 68 140 0.01%
24 BARCLAYS PLC 8 0 0.00%
25 BANK OF MONTREAL /CAN/ 6 0 0.00%
26 GLOBEFLEX CAPITAL L P 245 0 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.