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SMITH MICRO SOFTWARE INC
SMITH MICRO SOFTWARE INC. Institutional holdings reported to the SEC.

Institutional Holders (2017Q1)
Portfolio Summary: 25 Institutional holders with a total value of $921,297.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 BANK OF MONTREAL /CAN/ 6 0 0.00%
2 WELLS FARGO & COMPANY/MN 375 0 0.00%
3 LADENBURG THALMANN FINANCIAL SERVICES INC. 250 0 0.00%
4 DEUTSCHE BANK AG\ 402 0 0.00%
5 BARCLAYS PLC 8 0 0.00%
6 Winslow, Evans & Crocker, Inc. 68 64 0.01%
7 ANCHOR INVESTMENT MANAGEMENT, LLC 250 233 0.03%
8 IFP ADVISORS, INC 1,500 1,000 0.11%
9 MANUFACTURERS LIFE INSURANCE COMPANY, THE 550 1,000 0.11%
10 UBS Group AG 1,833 2,000 0.22%
11 WFG Advisors, LP 2,675 2,000 0.22%
12 GENEOS WEALTH MANAGEMENT INC. 5,612 5,000 0.54%
13 SEI INVESTMENTS CO 6,750 6,000 0.65%
14 A.R.T. Advisors, LLC 10,903 10,000 1.09%
15 SUSQUEHANNA INTERNATIONAL GROUP, LLP 15,078 14,000 1.52%
16 UNTERBERG CAPITAL LLC 1,115,317 17,000 1.85%
17 NORTHERN TRUST CORP 20,074 19,000 2.06%
18 CALIFORNIA PUBLIC EMPLOYEES RETIREMENT SYSTEM 22,375 21,000 2.28%
19 Cowen Prime Services LLC 31,482 29,000 3.15%
20 Virtu KCG Holdings LLC 44,051 41,000 4.45%
21 GEODE CAPITAL MANAGEMENT, LLC 45,306 42,000 4.56%
22 BANK OF AMERICA CORP /DE/ 52,106 48,000 5.21%
23 VANGUARD GROUP INC 159,283 148,000 16.06%
24 RENAISSANCE TECHNOLOGIES LLC 232,825 217,000 23.55%
25 BlackRock Finance, Inc. 321,242 298,000 32.35%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.