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STEMCELLS INC COM
STEMCELLS INC COM. Institutional holdings reported to the SEC.

Institutional Holders (2016Q3)
Portfolio Summary: 37 Institutional holders with a total value of $1,857,000.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 US BANCORP \DE\ 2 0 0.00%
2 WELLS FARGO & COMPANY/MN 47 0 0.00%
3 BARCLAYS PLC 5 0 0.00%
4 GLENMEDE TRUST CO NA 8 0 0.00%
5 PNC FINANCIAL SERVICES GROUP, INC. 17 0 0.00%
6 CITIGROUP INC 12 0 0.00%
7 MORGAN STANLEY 14 0 0.00%
8 BANK OF MONTREAL /CAN/ 192 0 0.00%
9 MANUFACTURERS LIFE INSURANCE COMPANY, THE 9 0 0.00%
10 DEUTSCHE BANK AG\ 66 0 0.00%
11 LADENBURG THALMANN FINANCIAL SERVICES INC. 202 0 0.00%
12 MSI Financial Services Inc 5 0 0.00%
13 Tortoise Investment Management, LLC 100 0 0.00%
14 INTEGRATED WEALTH MANAGEMENT 4 0 0.00%
15 IFP ADVISORS, INC 47 0 0.00%
16 ADVISOR GROUP, INC. 9 0 0.00%
17 JACOBI CAPITAL MANAGEMENT LLC 9 0 0.00%
18 DUNCKER STREETT & CO INC 1,000 1,000 0.05%
19 ROYAL BANK OF CANADA 522 1,000 0.05%
20 Creative Planning 923 1,000 0.05%
21 BANK OF AMERICA CORP /DE/ 974 1,000 0.05%
22 BRONFMAN E.L. ROTHSCHILD, L.P. 1,250 2,000 0.11%
23 BLACKROCK ADVISORS LLC 2,213 3,000 0.16%
24 BlackRock Investment Management, LLC 2,077 3,000 0.16%
25 PATHSTONE FAMILY OFFICE, LLC 3,334 5,000 0.27%
26 NORTHERN TRUST CORP 10,970 15,000 0.81%
27 Kovack Advisors, Inc. 11,265 15,000 0.81%
28 UBS Group AG 19,854 27,000 1.45%
29 A.R.T. Advisors, LLC 24,218 32,000 1.72%
30 Hudson Bay Capital Management LP 25,000 34,000 1.83%
31 BlackRock Fund Advisors 32,488 44,000 2.37%
32 GEODE CAPITAL MANAGEMENT, LLC 40,550 55,000 2.96%
33 VANGUARD GROUP INC 127,149 173,000 9.32%
34 Virtu KCG Holdings LLC 137,489 187,000 10.07%
35 RENAISSANCE TECHNOLOGIES LLC 205,232 279,000 15.02%
36 D. E. Shaw & Co., Inc. 265,869 362,000 19.49%
37 BlackRock Institutional Trust Company, N.A. 453,823 617,000 33.23%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.