| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | TYNDALL CAPITAL PARTNERS L P | 520,832 | 1,453,000 | 38.28% | ||
| 2 | SABBY MANAGEMENT, LLC | 392,023 | 1,039,000 | 27.37% | ||
| 3 | BOXER CAPITAL, LLC | 316,386 | 838,000 | 22.08% | ||
| 4 | RENAISSANCE TECHNOLOGIES LLC | 96,500 | 256,000 | 6.74% | ||
| 5 | Weiss Multi-Strategy Advisers LLC | 24,087 | 64,000 | 1.69% | ||
| 6 | VANGUARD GROUP INC | 22,632 | 60,000 | 1.58% | ||
| 7 | EAGLE GLOBAL ADVISORS LLC | 16,680 | 44,000 | 1.16% | ||
| 8 | ALAMBIC INVESTMENT MANAGEMENT, L.P. | 13,500 | 36,000 | 0.95% | ||
| 9 | CITIGROUP INC | 1,187 | 3,000 | 0.08% | ||
| 10 | Creative Planning | 500 | 1,000 | 0.03% | ||
| 11 | BlackRock Fund Advisors | 535 | 1,000 | 0.03% | ||
| 12 | Tower Research Capital LLC (TRC) | 400 | 1,000 | 0.03% | ||
| 13 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 80 | 0 | 0.00% | ||
| 14 | BANK OF AMERICA CORP /DE/ | 2 | 0 | 0.00% | ||
| 15 | ROYAL BANK OF CANADA | 30 | 0 | 0.00% | ||
| 16 | MANUFACTURERS LIFE INSURANCE COMPANY, THE | 77 | 0 | 0.00% | ||
| 17 | NEXT Financial Group, Inc | 0 | 0 | 0.00% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
