| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | TYNDALL CAPITAL PARTNERS L P | 997,022 | 2,154,000 | 37.73% | ||
| 2 | SABBY MANAGEMENT, LLC | 784,000 | 1,693,000 | 29.65% | ||
| 3 | 683 Capital Management, LLC | 309,860 | 669,000 | 11.72% | ||
| 4 | BOXER CAPITAL, LLC | 302,886 | 654,000 | 11.46% | ||
| 5 | RENAISSANCE TECHNOLOGIES LLC | 113,200 | 245,000 | 4.29% | ||
| 6 | VANGUARD GROUP INC | 87,940 | 190,000 | 3.33% | ||
| 7 | PANAGORA ASSET MANAGEMENT INC | 24,431 | 53,000 | 0.93% | ||
| 8 | BRIDGEWAY CAPITAL MANAGEMENT, LLC | 16,700 | 36,000 | 0.63% | ||
| 9 | UBS Group AG | 3,579 | 8,000 | 0.14% | ||
| 10 | Hartford Financial Management Inc. | 1,600 | 3,000 | 0.05% | ||
| 11 | CITIGROUP INC | 408 | 1,000 | 0.02% | ||
| 12 | IFP ADVISORS, INC | 500 | 1,000 | 0.02% | ||
| 13 | BlackRock Finance, Inc. | 460 | 1,000 | 0.02% | ||
| 14 | Creative Planning | 500 | 1,000 | 0.02% | ||
| 15 | MANUFACTURERS LIFE INSURANCE COMPANY, THE | 70 | 0 | 0.00% | ||
| 16 | ROYAL BANK OF CANADA | 30 | 0 | 0.00% | ||
| 17 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 20 | 0 | 0.00% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
