| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | STONEPINE CAPITAL MANAGEMENT, LLC | 2,599,711 | 13,297,000 | 45.77% | ||
| 2 | HighTower Advisors, LLC | 945,036 | 4,866,000 | 16.75% | ||
| 3 | RTW INVESTMENTS, LP | 839,666 | 4,324,000 | 14.88% | ||
| 4 | WEXFORD CAPITAL LP | 627,124 | 3,230,000 | 11.12% | ||
| 5 | Granahan Investment Management, LLC | 367,130 | 1,891,000 | 6.51% | ||
| 6 | PURA VIDA INVESTMENTS, LLC | 156,899 | 808,000 | 2.78% | ||
| 7 | GEODE CAPITAL MANAGEMENT, LLC | 35,231 | 181,000 | 0.62% | ||
| 8 | Geduld E E | 35,000 | 180,000 | 0.62% | ||
| 9 | GOLDMAN SACHS GROUP INC | 28,967 | 149,000 | 0.51% | ||
| 10 | VANGUARD GROUP INC | 18,668 | 96,000 | 0.33% | ||
| 11 | UBS Group AG | 3,046 | 16,000 | 0.06% | ||
| 12 | PARALLEL ADVISORS, LLC | 1,160 | 6,000 | 0.02% | ||
| 13 | BANK OF AMERICA CORP /DE/ | 1,000 | 5,000 | 0.02% | ||
| 14 | FIRST COMMAND BANK | 124 | 1,000 | 0.00% | ||
| 15 | FIRST COMMAND FINANCIAL SERVICES, INC. | 124 | 1,000 | 0.00% | ||
| 16 | REILLY FINANCIAL ADVISORS, LLC | 1 | 0 | 0.00% | ||
| 17 | Cable Hill Partners, LLC | 4 | 0 | 0.00% | ||
| 18 | DEUTSCHE BANK AG\ | 2 | 0 | 0.00% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
