| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | STONEPINE CAPITAL MANAGEMENT, LLC | 2,599,711 | 18,770,000 | 45.88% | ||
| 2 | HighTower Advisors, LLC | 910,632 | 6,574,000 | 16.07% | ||
| 3 | RTW INVESTMENTS, LP | 839,274 | 6,060,000 | 14.81% | ||
| 4 | WEXFORD CAPITAL LP | 627,124 | 3,622,000 | 8.85% | ||
| 5 | PURA VIDA INVESTMENTS, LLC | 313,308 | 2,262,000 | 5.53% | ||
| 6 | Granahan Investment Management, LLC | 290,730 | 2,099,000 | 5.13% | ||
| 7 | Geduld E E | 50,000 | 361,000 | 0.88% | ||
| 8 | DRILL CRAIG A | 47,434 | 343,000 | 0.84% | ||
| 9 | GOLDMAN SACHS GROUP INC | 37,512 | 271,000 | 0.66% | ||
| 10 | GEODE CAPITAL MANAGEMENT, LLC | 35,231 | 254,000 | 0.62% | ||
| 11 | Spark Investment Management LLC | 19,800 | 142,000 | 0.35% | ||
| 12 | Virtu KCG Holdings LLC | 14,770 | 107,000 | 0.26% | ||
| 13 | DEUTSCHE BANK AG\ | 3,089 | 21,000 | 0.05% | ||
| 14 | MORGAN STANLEY | 2,066 | 15,000 | 0.04% | ||
| 15 | Tower Research Capital LLC (TRC) | 546 | 4,000 | 0.01% | ||
| 16 | UBS Group AG | 622 | 4,000 | 0.01% | ||
| 17 | Cable Hill Partners, LLC | 4 | 0 | 0.00% | ||
| 18 | Creative Planning | 13 | 0 | 0.00% | ||
| 19 | REILLY FINANCIAL ADVISORS, LLC | 1 | 0 | 0.00% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
