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VistaGen Therapeutics Inc
VistaGen Therapeutics Inc. Institutional holdings reported to the SEC.

Institutional Holders (2017Q1)
Portfolio Summary: 12 Institutional holders with a total value of $2,681,000.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 SPHERA FUNDS MANAGEMENT LTD. 544,100 1,066,000 39.76%
2 Parallax Volatility Advisers, L.P. 275,848 541,000 20.18%
3 SABBY MANAGEMENT, LLC 173,479 340,000 12.68%
4 NEXTHERA CAPITAL LP 138,132 271,000 10.11%
5 D.A. DAVIDSON & CO. 91,000 178,000 6.64%
6 LADENBURG THALMANN FINANCIAL SERVICES INC. 45,076 88,000 3.28%
7 VANGUARD GROUP INC 39,159 77,000 2.87%
8 GEODE CAPITAL MANAGEMENT, LLC 30,097 58,000 2.16%
9 HighTower Advisors, LLC 20,215 39,000 1.45%
10 NORTHERN TRUST CORP 10,918 21,000 0.78%
11 Hartford Financial Management Inc. 1,300 2,000 0.07%
12 ACROSPIRE INVESTMENT MANAGEMENT LLC 100 0 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.