Dark
Light
System
Security
VistaGen Therapeutics Inc
VistaGen Therapeutics Inc. Institutional holdings reported to the SEC.

Institutional Holders (2016Q4)
Portfolio Summary: 12 Institutional holders with a total value of $6,272,000.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 SPHERA FUNDS MANAGEMENT LTD. 544,100 2,029,000 32.35%
2 New Leaf Venture Partners, L.L.C. 352,950 1,317,000 21.00%
3 Parallax Volatility Advisers, L.P. 283,450 1,057,000 16.85%
4 SABBY MANAGEMENT, LLC 176,384 658,000 10.49%
5 NEXTHERA CAPITAL LP 138,132 515,000 8.21%
6 D.A. DAVIDSON & CO. 87,000 324,000 5.17%
7 VANGUARD GROUP INC 37,659 140,000 2.23%
8 GEODE CAPITAL MANAGEMENT, LLC 30,097 112,000 1.79%
9 HighTower Advisors, LLC 20,215 75,000 1.20%
10 LADENBURG THALMANN FINANCIAL SERVICES INC. 9,556 36,000 0.57%
11 Hartford Financial Management Inc. 1,300 5,000 0.08%
12 UBS Group AG 1,040 4,000 0.06%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.