| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | SABBY MANAGEMENT, LLC | 623,317 | 2,431,000 | 35.03% | ||
| 2 | New Leaf Venture Partners, L.L.C. | 352,950 | 1,377,000 | 19.84% | ||
| 3 | SPHERA FUNDS MANAGEMENT LTD. | 294,100 | 1,147,000 | 16.53% | ||
| 4 | Parallax Volatility Advisers, L.P. | 294,100 | 1,147,000 | 16.53% | ||
| 5 | NEXTHERA CAPITAL LP | 138,132 | 539,000 | 7.77% | ||
| 6 | DAFNA Capital Management LLC | 46,900 | 183,000 | 2.64% | ||
| 7 | HighTower Advisors, LLC | 20,215 | 79,000 | 1.14% | ||
| 8 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 7,441 | 29,000 | 0.42% | ||
| 9 | Hartford Financial Management Inc. | 1,100 | 4,000 | 0.06% | ||
| 10 | BANK OF AMERICA CORP /DE/ | 649 | 3,000 | 0.04% | ||
| 11 | Tower Research Capital LLC (TRC) | 95 | 0 | 0.00% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
