| 1 |
SIT INVESTMENT ASSOCIATES INC |
150,682 |
2,191,000 |
14.30% |
|
|
| 2 |
NEWGATE CAPITAL MANAGEMENT LLC |
147,526 |
2,145,000 |
14.00% |
|
|
| 3 |
MORGAN STANLEY |
134,269 |
1,953,000 |
12.75% |
|
|
| 4 |
GUGGENHEIM CAPITAL LLC |
131,384 |
1,910,000 |
12.47% |
|
|
| 5 |
UBS AG |
123,906 |
1,802,000 |
11.76% |
|
|
| 6 |
LPL Financial LLC |
65,048 |
946,000 |
6.18% |
|
|
| 7 |
BANK OF AMERICA CORP /DE/ |
40,675 |
591,000 |
3.86% |
|
|
| 8 |
MARINER INVESTMENT GROUP LLC |
34,439 |
501,000 |
3.27% |
|
|
| 9 |
MSI Financial Services Inc |
26,340 |
383,000 |
2.50% |
|
|
| 10 |
Invesco Ltd. |
25,745 |
374,000 |
2.44% |
|
|
| 11 |
Yellowstone Partners, LLC |
23,398 |
340,000 |
2.22% |
|
|
| 12 |
WELLS FARGO & COMPANY/MN |
20,815 |
303,000 |
1.98% |
|
|
| 13 |
VAN ECK ASSOCIATES CORP |
16,720 |
243,000 |
1.59% |
|
|
| 14 |
BANK OF MONTREAL /CAN/ |
15,200 |
221,000 |
1.44% |
|
|
| 15 |
FIDUCIARY FINANCIAL SERVICES OF THE SOUTHWEST INC /TX |
14,255 |
207,000 |
1.35% |
|
|
| 16 |
Capital Investment Advisors, LLC |
12,304 |
179,000 |
1.17% |
|
|
| 17 |
STIFEL FINANCIAL CORP |
11,987 |
174,000 |
1.14% |
|
|
| 18 |
ROYAL BANK OF CANADA |
11,235 |
163,000 |
1.06% |
|
|
| 19 |
Nuveen Asset Management, LLC |
10,771 |
157,000 |
1.03% |
|
|
| 20 |
LADENBURG THALMANN FINANCIAL SERVICES INC. |
9,229 |
134,000 |
0.87% |
|
|
| 21 |
BENJAMIN F. EDWARDS & COMPANY, INC. |
4,300 |
63,000 |
0.41% |
|
|
| 22 |
M&T BANK CORP |
4,200 |
61,000 |
0.40% |
|
|
| 23 |
Creative Planning |
3,500 |
51,000 |
0.33% |
|
|
| 24 |
AMERICAN INTERNATIONAL GROUP, INC. |
3,500 |
50,890 |
0.33% |
|
|
| 25 |
WOLVERINE ASSET MANAGEMENT LLC |
2,000 |
29,000 |
0.19% |
|
|
| 26 |
Carroll Financial Associates, Inc. |
1,816 |
26,000 |
0.17% |
|
|
| 27 |
NEXT Financial Group, Inc |
1,833 |
26,000 |
0.17% |
|
|
| 28 |
FIFTH THIRD BANCORP |
1,576 |
23,000 |
0.15% |
|
|
| 29 |
AMERIPRISE FINANCIAL INC |
1,450 |
21,000 |
0.14% |
|
|
| 30 |
D'Orazio & Associates, Inc. |
1,342 |
20,000 |
0.13% |
|
|
| 31 |
US BANCORP \DE\ |
1,121 |
16,000 |
0.10% |
|
|
| 32 |
BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC |
500 |
7,000 |
0.05% |
|
|
| 33 |
Tower Research Capital LLC (TRC) |
347 |
5,000 |
0.03% |
|
|
| 34 |
CITIGROUP INC |
99 |
1,000 |
0.01% |
|
|
| 35 |
BlackRock Investment Management, LLC |
1 |
0 |
0.00% |
|
|
