| 1 |
SIT INVESTMENT ASSOCIATES INC |
176,282 |
2,533,000 |
16.78% |
|
|
| 2 |
MORGAN STANLEY |
146,164 |
2,101,000 |
13.92% |
|
|
| 3 |
UBS AG |
142,504 |
2,048,000 |
13.57% |
|
|
| 4 |
NEWGATE CAPITAL MANAGEMENT LLC |
131,922 |
1,896,000 |
12.56% |
|
|
| 5 |
GUGGENHEIM CAPITAL LLC |
120,613 |
1,731,000 |
11.47% |
|
|
| 6 |
LPL Financial LLC |
60,703 |
879,000 |
5.82% |
|
|
| 7 |
BANK OF AMERICA CORP /DE/ |
42,065 |
604,000 |
4.00% |
|
|
| 8 |
Yellowstone Partners, LLC |
23,435 |
337,000 |
2.23% |
|
|
| 9 |
WELLS FARGO & COMPANY/MN |
23,364 |
336,000 |
2.23% |
|
|
| 10 |
Invesco Ltd. |
19,324 |
278,000 |
1.84% |
|
|
| 11 |
VAN ECK ASSOCIATES CORP |
17,667 |
254,000 |
1.68% |
|
|
| 12 |
DOLIVER ADVISORS, LP |
15,647 |
225,000 |
1.49% |
|
|
| 13 |
FIDUCIARY FINANCIAL SERVICES OF THE SOUTHWEST INC /TX |
15,300 |
220,000 |
1.46% |
|
|
| 14 |
BANK OF MONTREAL /CAN/ |
15,200 |
218,000 |
1.44% |
|
|
| 15 |
NATIONAL PLANNING CORP |
12,985 |
188,000 |
1.25% |
|
|
| 16 |
Capital Investment Advisors, LLC |
12,304 |
177,000 |
1.17% |
|
|
| 17 |
ROYAL BANK OF CANADA |
11,235 |
161,000 |
1.07% |
|
|
| 18 |
STIFEL FINANCIAL CORP |
11,227 |
161,000 |
1.07% |
|
|
| 19 |
Nuveen Asset Management, LLC |
10,771 |
155,000 |
1.03% |
|
|
| 20 |
LADENBURG THALMANN FINANCIAL SERVICES INC. |
9,385 |
135,000 |
0.89% |
|
|
| 21 |
BENJAMIN F. EDWARDS & COMPANY, INC. |
6,500 |
93,000 |
0.62% |
|
|
| 22 |
M Holdings Securities, Inc. |
6,200 |
89,000 |
0.59% |
|
|
| 23 |
Creative Planning |
4,000 |
57,000 |
0.38% |
|
|
| 24 |
AMERICAN INTERNATIONAL GROUP, INC. |
3,500 |
50,295 |
0.33% |
|
|
| 25 |
Joel Isaacson & Co., LLC |
2,475 |
36,000 |
0.24% |
|
|
| 26 |
Carroll Financial Associates, Inc. |
1,816 |
28,000 |
0.19% |
|
|
| 27 |
NEXT Financial Group, Inc |
1,842 |
26,000 |
0.17% |
|
|
| 28 |
AMERIPRISE FINANCIAL INC |
1,623 |
23,000 |
0.15% |
|
|
| 29 |
D'Orazio & Associates, Inc. |
1,342 |
19,000 |
0.13% |
|
|
| 30 |
WOLVERINE ASSET MANAGEMENT LLC |
1,000 |
14,000 |
0.09% |
|
|
| 31 |
MSI Financial Services Inc |
912 |
13,000 |
0.09% |
|
|
| 32 |
BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC |
500 |
7,000 |
0.05% |
|
|
| 33 |
Tower Research Capital LLC (TRC) |
347 |
5,000 |
0.03% |
|
|
| 34 |
BlackRock Investment Management, LLC |
1 |
0 |
0.00% |
|
|
