| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | MORGAN STANLEY | 512,473 | 3,474,000 | 38.03% | ||
| 2 | SIT INVESTMENT ASSOCIATES INC | 307,751 | 2,087,000 | 22.84% | ||
| 3 | RIVERNORTH CAPITAL MANAGEMENT, LLC | 174,771 | 1,185,000 | 12.97% | ||
| 4 | Horizon Kinetics LLC | 69,276 | 988,000 | 10.81% | ||
| 5 | WELLS FARGO & COMPANY/MN | 69,504 | 471,000 | 5.16% | ||
| 6 | Grantham, Mayo, Van Otterloo & Co. LLC | 68,700 | 466,000 | 5.10% | ||
| 7 | UBS AG | 17,690 | 120,000 | 1.31% | ||
| 8 | STIFEL FINANCIAL CORP | 15,387 | 104,000 | 1.14% | ||
| 9 | LPL Financial LLC | 12,847 | 87,000 | 0.95% | ||
| 10 | Commonwealth Equity Services, Inc | 10,800 | 73,000 | 0.80% | ||
| 11 | ICON ADVISERS INC/CO | 10,349 | 70,000 | 0.77% | ||
| 12 | Antonetti Capital Management LLC | 328 | 2,000 | 0.02% | ||
| 13 | DELTA ASSET MANAGEMENT LLC/TN | 290 | 2,000 | 0.02% | ||
| 14 | Tower Research Capital LLC (TRC) | 300 | 2,000 | 0.02% | ||
| 15 | FIFTH THIRD BANCORP | 317 | 2,000 | 0.02% | ||
| 16 | Thomas J. Herzfeld Advisors, Inc. | 166 | 1,000 | 0.01% | ||
| 17 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 152 | 1,000 | 0.01% | ||
| 18 | Creative Planning | 159 | 1,000 | 0.01% | ||
| 19 | ROYAL BANK OF CANADA | 50 | 0 | 0.00% | ||
| 20 | DEUTSCHE BANK AG\ | 4 | 0 | 0.00% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
