| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | SIT INVESTMENT ASSOCIATES INC | 881,400 | 6,073,000 | 61.99% | ||
| 2 | RIVERNORTH CAPITAL MANAGEMENT, LLC | 131,736 | 908,000 | 9.27% | ||
| 3 | Shaker Financial Services, LLC | 79,932 | 551,000 | 5.62% | ||
| 4 | Horizon Kinetics LLC | 68,605 | 473,000 | 4.83% | ||
| 5 | Grantham, Mayo, Van Otterloo & Co. LLC | 68,700 | 473,000 | 4.83% | ||
| 6 | WELLS FARGO & COMPANY/MN | 55,000 | 379,000 | 3.87% | ||
| 7 | Weiss Asset Management LP | 54,399 | 374,000 | 3.82% | ||
| 8 | MORGAN STANLEY | 16,097 | 111,000 | 1.13% | ||
| 9 | STIFEL FINANCIAL CORP | 15,100 | 104,000 | 1.06% | ||
| 10 | UBS AG | 14,781 | 102,000 | 1.04% | ||
| 11 | Commonwealth Equity Services, Inc | 10,800 | 74,000 | 0.76% | ||
| 12 | Aviance Capital Partners, LLC | 10,414 | 72,000 | 0.73% | ||
| 13 | ROBINSON CAPITAL MANAGEMENT, LLC | 10,100 | 68,000 | 0.69% | ||
| 14 | B. Riley Wealth Advisors, Inc. | 3,869 | 26,657 | 0.27% | ||
| 15 | DELTA ASSET MANAGEMENT LLC/TN | 290 | 2,000 | 0.02% | ||
| 16 | Antonetti Capital Management LLC | 328 | 2,000 | 0.02% | ||
| 17 | FIFTH THIRD BANCORP | 317 | 2,000 | 0.02% | ||
| 18 | Creative Planning | 159 | 1,000 | 0.01% | ||
| 19 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 152 | 1,000 | 0.01% | ||
| 20 | ROYAL BANK OF CANADA | 56 | 0 | 0.00% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
