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POWERSHARES ETF TRUST
POWERSHARES ETF TRUST. Institutional holdings reported to the SEC.

Institutional Holders (2014Q1)
Portfolio Summary: 32 Institutional holders with a total value of $83,057,897.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 BANK OF AMERICA CORP /DE/ 520,033 24,842,000 29.91%
2 UBS AG 281,293 13,437,000 16.18%
3 WELLS FARGO & COMPANY/MN 178,506 8,527,000 10.27%
4 MORGAN STANLEY 114,463 5,468,000 6.58%
5 Financial Management Professionals, Inc. 108,592 5,188,000 6.25%
6 JANE STREET GROUP, LLC 93,174 4,451,000 5.36%
7 RAYMOND JAMES & ASSOCIATES 87,683 4,189,000 5.04%
8 SignalPoint Asset Management, LLC 73,172 3,495,000 4.21%
9 Commonwealth Equity Services, Inc 61,700 2,947,000 3.55%
10 LPL Financial LLC 48,791 2,331,000 2.81%
11 Robert W. Baird & Co. Inc 22,968 1,097,000 1.32%
12 Virtu KCG Holdings LLC 22,383 1,069,000 1.29%
13 SUSQUEHANNA INTERNATIONAL GROUP, LLP 20,399 974,000 1.17%
14 ENVESTNET ASSET MANAGEMENT INC 16,934 809,000 0.97%
15 J.P. Morgan Private Wealth Advisors LLC 14,460 691,000 0.83%
16 ROYAL BANK OF CANADA 11,129 532,000 0.64%
17 Cetera Advisors LLC 10,970 525,000 0.63%
18 DAVENPORT & Co LLC 10,514 502,254 0.60%
19 KMS FINANCIAL SERVICES, INC 9,140 437,000 0.53%
20 JNBA Financial Advisors 7,485 358,000 0.43%
21 B. Riley Wealth Management, Inc. 6,046 289,000 0.35%
22 Private Advisor Group, LLC 5,223 250,000 0.30%
23 First Allied Advisory Services, Inc. 5,100 246,000 0.30%
24 Freedom Investment Management, Inc. 4,446 212,000 0.26%
25 AMERIPRISE FINANCIAL INC 2,380 114,000 0.14%
26 Madden Advisory Services, Inc. 775 37,000 0.04%
27 LADENBURG THALMANN FINANCIAL SERVICES INC. 341 16,000 0.02%
28 MSI Financial Services Inc 187 9,000 0.01%
29 Winslow, Evans & Crocker, Inc. 160 7,643 0.01%
30 SUMMIT SECURITIES GROUP LLC 72 3,000 0.00%
31 FIFTH THIRD BANCORP 70 3,000 0.00%
32 Creative Planning 50 2,000 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.