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POWERSHARES ETF TRUST
POWERSHARES ETF TRUST. Institutional holdings reported to the SEC.

Institutional Holders (2014Q3)
Portfolio Summary: 33 Institutional holders with a total value of $58,694,446.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 BANK OF AMERICA CORP /DE/ 294,717 13,495,000 22.99%
2 WELLS FARGO & COMPANY/MN 232,588 10,651,000 18.15%
3 UBS AG 145,659 6,670,000 11.36%
4 RAYMOND JAMES & ASSOCIATES 131,148 6,005,000 10.23%
5 MORGAN STANLEY 98,119 4,494,000 7.66%
6 SignalPoint Asset Management, LLC 69,538 3,184,000 5.42%
7 ROYAL BANK OF CANADA 61,717 2,826,000 4.81%
8 SG Americas Securities, LLC 46,611 2,134,000 3.64%
9 SUSQUEHANNA INTERNATIONAL GROUP, LLP 37,883 1,735,000 2.96%
10 LPL Financial LLC 27,077 1,210,000 2.06%
11 JANE STREET GROUP, LLC 22,466 1,029,000 1.75%
12 Commonwealth Equity Services, Inc 21,446 982,000 1.67%
13 Virtu KCG Holdings LLC 17,068 782,000 1.33%
14 J.P. Morgan Private Wealth Advisors LLC 14,550 666,000 1.13%
15 KMS FINANCIAL SERVICES, INC 11,771 539,000 0.92%
16 ENVESTNET ASSET MANAGEMENT INC 11,608 532,000 0.91%
17 HighTower Advisors, LLC 8,201 376,000 0.64%
18 AMERIPRISE FINANCIAL INC 7,161 328,000 0.56%
19 JNBA Financial Advisors 6,729 308,000 0.52%
20 Freedom Investment Management, Inc. 4,620 212,000 0.36%
21 Cambridge Investment Research Advisors, Inc. 4,479 205,000 0.35%
22 GLENMEDE TRUST CO NA 2,686 122,000 0.21%
23 Financial Management Professionals, Inc. 1,123 51,000 0.09%
24 Madden Advisory Services, Inc. 775 35,000 0.06%
25 LADENBURG THALMANN FINANCIAL SERVICES INC. 773 35,000 0.06%
26 WFG Advisors, LP 642 29,000 0.05%
27 Private Advisor Group, LLC 501 23,000 0.04%
28 AMERICAN INTERNATIONAL GROUP, INC. 352 16,118 0.03%
29 MSI Financial Services Inc 187 9,000 0.02%
30 Winslow, Evans & Crocker, Inc. 160 7,328 0.01%
31 FIFTH THIRD BANCORP 70 3,000 0.01%
32 Creative Planning 11 1,000 0.00%
33 B. Riley Wealth Management, Inc. 19 0 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.