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SOURCE CAP INC
SOURCE CAP INC. Institutional holdings reported to the SEC.

Institutional Holders (2014Q3)
Portfolio Summary: 57 Institutional holders with a total value of $39,570,000.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 WELLS FARGO & COMPANY/MN 82,782 5,380,000 13.60%
2 MORGAN STANLEY 70,511 4,582,000 11.58%
3 WOLVERINE ASSET MANAGEMENT LLC 50,283 3,267,000 8.26%
4 Mraz, Amerine & Associates, Inc. 47,160 3,065,000 7.75%
5 Shaker Financial Services, LLC 39,073 2,539,000 6.42%
6 FIRST TRUST ADVISORS LP 33,534 2,179,000 5.51%
7 Karpus Management, Inc. 23,263 1,512,000 3.82%
8 1832 Asset Management L.P. 20,000 1,301,000 3.29%
9 RAYMOND JAMES & ASSOCIATES 18,691 1,215,000 3.07%
10 UBS AG 16,046 1,043,000 2.64%
11 STONE RUN CAPITAL, LLC 15,200 988,000 2.50%
12 BANK OF AMERICA CORP /DE/ 13,370 869,000 2.20%
13 D.A. DAVIDSON & CO. 12,647 821,000 2.07%
14 CORNERSTONE ADVISORS INC 11,155 725,000 1.83%
15 GOLDMAN SACHS GROUP INC 10,945 711,000 1.80%
16 FIRST FOUNDATION ADVISORS 10,900 708,000 1.79%
17 LPL Financial LLC 11,078 708,000 1.79%
18 HL FINANCIAL SERVICES LLC 9,980 649,000 1.64%
19 Cohen Capital Management, Inc. 9,574 622,000 1.57%
20 Robert W. Baird & Co. Inc 8,137 529,000 1.34% SH
21 Commonwealth Equity Services, Inc 7,846 510,000 1.29%
22 AQR CAPITAL MANAGEMENT LLC 7,105 462,000 1.17%
23 Cetera Advisor Networks LLC 7,129 460,000 1.16%
24 FIRST MANHATTAN CO. LLC. 6,302 409,000 1.03%
25 Lafayette Investments, Inc. 5,629 366,000 0.92%
26 NWAM LLC 5,291 344,000 0.87%
27 ROYAL BANK OF CANADA 5,154 335,000 0.85%
28 SG Americas Securities, LLC 4,873 317,000 0.80%
29 KMS FINANCIAL SERVICES, INC 4,556 296,000 0.75%
30 Thomas J. Herzfeld Advisors, Inc. 4,292 279,000 0.71%
31 LANDSCAPE CAPITAL MANAGEMENT, L.L.C. 4,184 272,000 0.69%
32 STIFEL FINANCIAL CORP 3,605 234,000 0.59%
33 BRIGHTON JONES LLC 3,569 232,000 0.59%
34 SMITH HAYES Advisers, Inc 3,442 224,000 0.57%
35 Citizens Business Bank 3,266 212,000 0.54%
36 TELEMUS CAPITAL, LLC 3,250 211,000 0.53%
37 BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC 2,897 188,000 0.48%
38 Kistler-Tiffany Companies, LLC 2,632 171,000 0.43%
39 CITIGROUP INC 2,158 140,000 0.35%
40 PNC FINANCIAL SERVICES GROUP, INC. 2,030 131,000 0.33%
41 Capital Advisors, Ltd. LLC 1,480 96,000 0.24%
42 Riggs Asset Managment Co. Inc. 800 52,000 0.13%
43 MSI Financial Services Inc 509 33,000 0.08%
44 LADENBURG THALMANN FINANCIAL SERVICES INC. 456 30,000 0.08%
45 FIFTH THIRD BANCORP 450 29,000 0.07%
46 Ground Swell Capital, LLC 285 19,000 0.05%
47 Community Financial Services Group, LLC 300 19,000 0.05%
48 US BANCORP \DE\ 270 18,000 0.05%
49 Gary Goldberg Planning Services Inc 210 14,000 0.04%
50 BESSEMER GROUP INC 200 13,000 0.03%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.