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SOURCE CAP INC
SOURCE CAP INC. Institutional holdings reported to the SEC.

Institutional Holders (2015Q4)
Portfolio Summary: 59 Institutional holders with a total value of $67,661,023.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 Bulldog Investors, LLP 211,833 14,036,000 20.74%
2 Thomas J. Herzfeld Advisors, Inc. 194,346 12,877,000 19.03%
3 MORGAN STANLEY 97,771 6,479,000 9.58%
4 WELLS FARGO & COMPANY/MN 68,156 4,516,000 6.67%
5 Mraz, Amerine & Associates, Inc. 50,068 3,317,000 4.90%
6 DOLIVER ADVISORS, LP 40,590 2,689,000 3.97%
7 FIRST TRUST ADVISORS LP 32,704 2,167,000 3.20%
8 BANK OF AMERICA CORP /DE/ 24,519 1,625,000 2.40%
9 LPL Financial LLC 23,539 1,548,000 2.29%
10 DESCHUTES PORTFOLIO STRATEGY, LLC 21,529 1,427,000 2.11%
11 RAYMOND JAMES & ASSOCIATES 19,355 1,282,000 1.89%
12 LANDSCAPE CAPITAL MANAGEMENT, L.L.C. 18,628 1,234,000 1.82%
13 FIRST FOUNDATION ADVISORS 15,759 1,044,000 1.54%
14 RIVERNORTH CAPITAL MANAGEMENT, LLC 14,720 975,000 1.44%
15 STONE RUN CAPITAL, LLC 13,700 908,000 1.34%
16 SG Americas Securities, LLC 12,490 828,000 1.22%
17 HL FINANCIAL SERVICES LLC 10,875 721,000 1.07%
18 Shaker Financial Services, LLC 10,719 710,000 1.05%
19 Weiss Asset Management LP 9,853 653,000 0.97%
20 D.A. DAVIDSON & CO. 9,626 637,000 0.94%
21 Cohen Capital Management, Inc. 9,574 634,000 0.94%
22 Stratos Wealth Partners, LTD. 8,843 586,000 0.87%
23 UBS Group AG 8,616 571,000 0.84%
24 GUGGENHEIM CAPITAL LLC 8,437 559,000 0.83%
25 ROYAL BANK OF CANADA 7,430 492,000 0.73%
26 Commonwealth Equity Services, Inc 6,311 418,000 0.62%
27 Lafayette Investments, Inc. 6,113 405,000 0.60%
28 Squarepoint Ops LLC 6,000 398,000 0.59%
29 NWAM LLC 4,965 329,000 0.49%
30 Virtu KCG Holdings LLC 4,706 312,000 0.46%
31 PNC FINANCIAL SERVICES GROUP, INC. 4,690 310,000 0.46%
32 REAVES W H & CO INC 4,550 301,000 0.44%
33 FIDUCIARY COUNSELLING INC 4,421 293,000 0.43%
34 Creative Planning 3,600 239,000 0.35%
35 SIGNATUREFD, LLC 3,500 232,000 0.34%
36 Citizens Business Bank 3,266 216,000 0.32%
37 TELEMUS CAPITAL, LLC 3,250 215,000 0.32%
38 SMITH HAYES Advisers, Inc 3,075 204,000 0.30%
39 Kistler-Tiffany Companies, LLC 2,632 174,000 0.26%
40 Apriem Advisors 2,500 166,000 0.25%
41 CITIGROUP INC 2,168 144,000 0.21%
42 FIRST MANHATTAN CO. LLC. 2,102 139,000 0.21%
43 FNY Managed Accounts LLC 1,700 112,642 0.17%
44 Capital Advisors, Ltd. LLC 1,480 98,000 0.14%
45 MSI Financial Services Inc 1,233 82,000 0.12%
46 LADENBURG THALMANN FINANCIAL SERVICES INC. 1,135 75,000 0.11%
47 BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC 850 56,000 0.08%
48 Riggs Asset Managment Co. Inc. 800 53,000 0.08%
49 IFP ADVISORS, INC 590 39,000 0.06%
50 Tower Research Capital LLC (TRC) 547 36,000 0.05%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.