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UBS AG LONDON BRH
UBS AG LONDON BRH. Institutional holdings reported to the SEC.

Institutional Holders (2016Q4)
Portfolio Summary: 45 Institutional holders with a total value of $306,155,000.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 Parallax Volatility Advisers, L.P. 1 0 0.00%
2 Carroll Financial Associates, Inc. 48 0 0.00%
3 DEUTSCHE BANK AG\ 6,000 1,000 0.00% PRN
4 BROWN BROTHERS HARRIMAN & CO 160 3,000 0.00%
5 MCF Advisors LLC 277 6,000 0.00%
6 LADENBURG THALMANN FINANCIAL SERVICES INC. 1,000 20,000 0.01%
7 ARROW FINANCIAL CORP 1,260 25,000 0.01%
8 US BANCORP \DE\ 2,348 47,000 0.02%
9 ROYAL BANK OF CANADA 3,605 72,000 0.02%
10 Alexandria Capital, LLC 4,500 89,000 0.03%
11 ADVISOR GROUP, INC. 4,459 89,000 0.03%
12 BESSEMER GROUP INC 4,579 91,000 0.03%
13 IFP ADVISORS, INC 9,310 185,000 0.06%
14 Concert Wealth Management Inc. 11,898 237,000 0.08%
15 LPL Financial LLC 15,402 306,000 0.10%
16 HARVEST CAPITAL MANAGEMENT INC 17,175 341,000 0.11%
17 M Holdings Securities, Inc. 19,052 379,000 0.12%
18 First Allied Advisory Services, Inc. 24,456 486,000 0.16%
19 CWM, LLC 24,500 487,000 0.16%
20 NATIXIS ADVISORS, LLC 26,308 523,000 0.17%
21 DZ BANK AG DEUTSCHE ZENTRAL GENOSSENSCHAFTS BANK, FRANKFURT AM MAIN 33,000 583,000 0.19%
22 MORGAN STANLEY 30,408 604,000 0.20%
23 PARAMETRIC PORTFOLIO ASSOCIATES LLC 31,384 624,000 0.20%
24 JPMORGAN CHASE & CO 31,754 631,000 0.21%
25 BROWN ADVISORY INC 35,950 714,000 0.23%
26 CHOREO, LLC 41,411 823,000 0.27%
27 FC ADVISORY LLC 42,986 864,000 0.28%
28 JANE STREET GROUP, LLC 84,771 1,684,000 0.55%
29 SUSQUEHANNA INTERNATIONAL GROUP, LLP 85,554 1,700,000 0.56%
30 STEPHENS INC /AR/ 86,345 1,716,000 0.56%
31 KAYNE ANDERSON RUDNICK INVESTMENT MANAGEMENT LLC 90,481 1,798,000 0.59%
32 ENVESTNET ASSET MANAGEMENT INC 91,895 1,826,000 0.60%
33 Virtu Financial LLC 134,483 2,672,000 0.87%
34 FIFTH THIRD BANCORP 135,150 2,685,000 0.88%
35 WOLVERINE TRADING LP /BD 149,135 2,963,000 0.97%
36 RAYMOND JAMES & ASSOCIATES 151,795 3,016,000 0.99%
37 WESCAP MANAGEMENT GROUP, INC. 172,822 3,434,000 1.12%
38 FIRST CITIZENS BANK & TRUST CO 197,103 3,916,000 1.28%
39 ASPIRIANT, LLC 233,879 4,647,000 1.52%
40 CONGRESS ASSET MANAGEMENT CO 260,649 5,179,000 1.69%
41 VICUS CAPITAL 322,630 6,411,000 2.09%
42 Raymond James Financial Services Advisors, Inc. 347,936 6,913,000 2.26%
43 Round Table Services, LLC 530,805 10,547,000 3.44%
44 UNIPLAN INVESTMENT COUNSEL, INC. 2,355,671 46,807,000 15.29%
45 WELLS FARGO & COMPANY/MN 9,562,695 190,011,000 62.06%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.