| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | GUGGENHEIM CAPITAL LLC | 43,177 | 561,000 | 33.18% | ||
| 2 | LPL Financial LLC | 27,042 | 352,000 | 20.82% | ||
| 3 | UBS AG | 19,238 | 251,000 | 14.84% | ||
| 4 | MORGAN STANLEY | 12,777 | 166,000 | 9.82% | ||
| 5 | Nuveen Asset Management, LLC | 10,948 | 142,000 | 8.40% | ||
| 6 | US BANCORP \DE\ | 7,588 | 99,000 | 5.85% | ||
| 7 | WFG Advisors, LP | 3,786 | 49,000 | 2.90% | ||
| 8 | WELLS FARGO & COMPANY/MN | 2,001 | 26,000 | 1.54% | ||
| 9 | MSI Financial Services Inc | 1,350 | 18,000 | 1.06% | ||
| 10 | BANK OF AMERICA CORP /DE/ | 1,000 | 13,000 | 0.77% | ||
| 11 | BENJAMIN F. EDWARDS & COMPANY, INC. | 600 | 8,000 | 0.47% | ||
| 12 | Creative Planning | 400 | 5,000 | 0.30% | ||
| 13 | Tower Research Capital LLC (TRC) | 114 | 1,000 | 0.06% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
