| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | GUGGENHEIM CAPITAL LLC | 40,085 | 534,000 | 30.99% | ||
| 2 | LPL Financial LLC | 27,674 | 368,000 | 21.36% | ||
| 3 | MORGAN STANLEY | 13,027 | 173,000 | 10.04% | ||
| 4 | Nuveen Asset Management, LLC | 10,948 | 146,000 | 8.47% | ||
| 5 | Avidian Wealth Enterprises, LLC | 10,385 | 138,000 | 8.01% | ||
| 6 | UBS AG | 9,238 | 123,000 | 7.14% | ||
| 7 | US BANCORP \DE\ | 7,588 | 101,000 | 5.86% | ||
| 8 | WFG Advisors, LP | 3,828 | 51,000 | 2.96% | ||
| 9 | WELLS FARGO & COMPANY/MN | 3,416 | 46,000 | 2.67% | ||
| 10 | MSI Financial Services Inc | 1,350 | 18,000 | 1.04% | ||
| 11 | BANK OF AMERICA CORP /DE/ | 1,000 | 13,000 | 0.75% | ||
| 12 | BENJAMIN F. EDWARDS & COMPANY, INC. | 600 | 8,000 | 0.46% | ||
| 13 | NORTHERN TRUST CORP | 12,812 | 2,000 | 0.12% | ||
| 14 | Tower Research Capital LLC (TRC) | 114 | 2,000 | 0.12% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
