| 1 |
Global X Management CO LLC |
2,341,719 |
3,777,000 |
44.44% |
|
|
| 2 |
SPROTT INC. |
555,622 |
883,000 |
10.39% |
|
|
| 3 |
CQS Cayman LP |
441,997 |
707,000 |
8.32% |
|
|
| 4 |
CANNELL CAPITAL LLC |
420,947 |
669,000 |
7.87% |
|
|
| 5 |
Anson Funds Management LP |
231,068 |
367,000 |
4.32% |
|
|
| 6 |
COMMERZBANK AKTIENGESELLSCHAFT /FI |
215,101 |
342,000 |
4.02% |
|
|
| 7 |
GENEOS WEALTH MANAGEMENT INC. |
206,105 |
332,000 |
3.91% |
|
|
| 8 |
MILLENNIUM MANAGEMENT LLC |
134,400 |
214,000 |
2.52% |
|
|
| 9 |
UBS Group AG |
123,483 |
196,000 |
2.31% |
|
|
| 10 |
BlackRock Fund Advisors |
122,942 |
195,000 |
2.29% |
|
|
| 11 |
GOLDMAN SACHS GROUP INC |
72,792 |
116,000 |
1.36% |
|
|
| 12 |
Spot Trading L.L.C |
65,600 |
104,000 |
1.22% |
Call |
|
| 13 |
PARAMETRIC PORTFOLIO ASSOCIATES LLC |
61,317 |
97,000 |
1.14% |
|
|
| 14 |
CALIFORNIA PUBLIC EMPLOYEES RETIREMENT SYSTEM |
39,192 |
62,000 |
0.73% |
|
|
| 15 |
SUSQUEHANNA INTERNATIONAL GROUP, LLP |
34,700 |
55,000 |
0.65% |
Call |
|
| 16 |
PEAK6 Group LLC |
33,600 |
53,000 |
0.62% |
Call |
|
| 17 |
BANK OF AMERICA CORP /DE/ |
31,375 |
50,000 |
0.59% |
|
|
| 18 |
ROYAL BANK OF CANADA |
29,638 |
48,000 |
0.56% |
|
|
| 19 |
DESCHUTES PORTFOLIO STRATEGY, LLC |
27,711 |
44,000 |
0.52% |
|
|
| 20 |
PEAK6 Group LLC |
25,200 |
40,000 |
0.47% |
Put |
|
| 21 |
GROUP ONE TRADING LLC |
18,497 |
29,000 |
0.34% |
|
|
| 22 |
AQR ARBITRAGE LLC |
17,980 |
29,000 |
0.34% |
|
|
| 23 |
SUSQUEHANNA INTERNATIONAL GROUP, LLP |
17,300 |
28,000 |
0.33% |
Put |
|
| 24 |
CITADEL ADVISORS LLC |
10,998 |
17,000 |
0.20% |
|
|
| 25 |
BlackRock Investment Management, LLC |
8,731 |
14,000 |
0.16% |
|
|
| 26 |
BANK OF MONTREAL /CAN/ |
5,485 |
8,000 |
0.09% |
|
|
| 27 |
PEAK6 Group LLC |
4,247 |
7,000 |
0.08% |
|
|
| 28 |
NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO |
3,550 |
6,000 |
0.07% |
|
|
| 29 |
Spot Trading L.L.C |
2,400 |
4,000 |
0.05% |
Put |
|
| 30 |
ADVISOR GROUP, INC. |
1,000 |
2,000 |
0.02% |
|
|
| 31 |
TORONTO DOMINION BANK |
929 |
1,000 |
0.01% |
|
|
| 32 |
LADENBURG THALMANN FINANCIAL SERVICES INC. |
647 |
1,000 |
0.01% |
|
|
| 33 |
MANUFACTURERS LIFE INSURANCE COMPANY, THE |
807 |
1,000 |
0.01% |
|
|
| 34 |
Spot Trading L.L.C |
700 |
1,000 |
0.01% |
|
|
| 35 |
EXANE DERIVATIVES |
49 |
79 |
0.00% |
|
|
| 36 |
BARCLAYS PLC |
86 |
0 |
0.00% |
|
|
| 37 |
MSI Financial Services Inc |
36 |
0 |
0.00% |
|
|
| 38 |
WELLS FARGO & COMPANY/MN |
1 |
0 |
0.00% |
|
|
| 39 |
CUTLER GROUP LLC / CA |
77 |
0 |
0.00% |
|
|
| 40 |
CUTLER GROUP LLC / CA |
400 |
0 |
0.00% |
Call |
|
| 41 |
Creative Planning |
14 |
0 |
0.00% |
|
|
| 42 |
Allworth Financial LP |
3 |
0 |
0.00% |
|
|
| 43 |
Bollard Group LLC |
1 |
0 |
0.00% |
|
|
| 44 |
BlackRock Finance, Inc. |
20 |
0 |
0.00% |
|
|
| 45 |
IFP ADVISORS, INC |
288 |
0 |
0.00% |
|
|
| 46 |
JPMORGAN CHASE & CO |
233 |
0 |
0.00% |
|
|
| 47 |
DEUTSCHE BANK AG\ |
169 |
0 |
0.00% |
|
|
| 48 |
US BANCORP \DE\ |
35 |
0 |
0.00% |
|
|
| 49 |
CITIGROUP INC |
36 |
0 |
0.00% |
|
|
