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EVOLVING SYSTEMS
EVOLVING SYSTEMS. Institutional holdings reported to the SEC.

Institutional Holders (2016Q3)
Portfolio Summary: 32 Institutional holders with a total value of $10,305,000.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 RENAISSANCE TECHNOLOGIES LLC 462,899 2,014,000 19.54%
2 VANGUARD GROUP INC 401,679 1,747,000 16.95%
3 BlackRock Institutional Trust Company, N.A. 347,983 1,514,000 14.69%
4 ZPR Investment Management 343,270 1,493,000 14.49%
5 PERRITT CAPITAL MANAGEMENT INC 143,133 623,000 6.05%
6 NORTHERN TRUST CORP 130,645 568,000 5.51%
7 MILLENNIUM MANAGEMENT LLC 100,130 436,000 4.23%
8 DIMENSIONAL FUND ADVISORS LP 90,269 393,000 3.81%
9 B. Riley Wealth Advisors, Inc. 75,000 327,000 3.17%
10 GEODE CAPITAL MANAGEMENT, LLC 39,807 173,000 1.68%
11 CALIFORNIA PUBLIC EMPLOYEES RETIREMENT SYSTEM 27,237 119,000 1.15%
12 JPMORGAN CHASE & CO 27,109 118,000 1.15%
13 ClariVest Asset Management LLC 27,035 117,000 1.14%
14 BlackRock Fund Advisors 26,594 116,000 1.13%
15 MORGAN STANLEY 25,988 113,000 1.10%
16 RBF Capital, LLC 24,496 107,000 1.04%
17 KENNEDY CAPITAL MANAGEMENT LLC 21,447 93,000 0.90%
18 DEUTSCHE BANK AG\ 15,574 67,000 0.65%
19 GSA CAPITAL PARTNERS LLP 12,900 56,000 0.54%
20 Spark Investment Management LLC 10,700 46,000 0.45%
21 NEXT Financial Group, Inc 5,000 22,000 0.21%
22 UBS Group AG 3,247 14,000 0.14%
23 BLACKROCK ADVISORS LLC 2,275 10,000 0.10%
24 BlackRock Investment Management, LLC 1,427 6,000 0.06%
25 Tower Research Capital LLC (TRC) 1,177 5,000 0.05%
26 CUTLER GROUP LLC / CA 1,115 4,000 0.04%
27 BARCLAYS PLC 567 2,000 0.02%
28 BANK OF AMERICA CORP /DE/ 123 1,000 0.01%
29 MANUFACTURERS LIFE INSURANCE COMPANY, THE 197 1,000 0.01%
30 Creative Planning 100 0 0.00%
31 WELLS FARGO & COMPANY/MN 0 0 0.00%
32 INTEGRATED WEALTH MANAGEMENT 100 0 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.