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FIRST TR EXCHANGE TRADED FD
FIRST TR EXCHANGE TRADED FD. Institutional holdings reported to the SEC.

Institutional Holders (2016Q2)
Portfolio Summary: 16 Institutional holders with a total value of $3,488,000.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 SG Americas Securities, LLC 29,000 1,014,000 29.07%
2 SOCIETE GENERALE 29,000 1,014,000 29.07%
3 SUSQUEHANNA INTERNATIONAL GROUP, LLP 18,398 643,000 18.43%
4 JANE STREET GROUP, LLC 10,629 372,000 10.67%
5 UBS Group AG 4,731 166,000 4.76%
6 MORGAN STANLEY 3,750 131,000 3.76%
7 TRUST CO 1,670 58,000 1.66%
8 ROYAL BANK OF CANADA 835 29,000 0.83%
9 WELLS FARGO & COMPANY/MN 450 16,000 0.46%
10 BANK OF AMERICA CORP /DE/ 339 12,000 0.34%
11 LADENBURG THALMANN FINANCIAL SERVICES INC. 323 11,000 0.32%
12 Gradient Investments LLC 267 9,000 0.26%
13 Tower Research Capital LLC (TRC) 197 7,000 0.20%
14 GENEOS WEALTH MANAGEMENT INC. 100 3,000 0.09%
15 US BANCORP \DE\ 100 3,000 0.09%
16 Parallax Volatility Advisers, L.P. 1 0 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.