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FIRST TR EXCHANGE TRADED FD
FIRST TR EXCHANGE TRADED FD. Institutional holdings reported to the SEC.

Institutional Holders (2016Q3)
Portfolio Summary: 15 Institutional holders with a total value of $2,680,000.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 SG Americas Securities, LLC 29,000 1,147,000 42.80%
2 SUSQUEHANNA INTERNATIONAL GROUP, LLP 18,294 724,000 27.01%
3 JANE STREET GROUP, LLC 6,575 261,000 9.74%
4 UBS Group AG 5,313 210,000 7.84%
5 MORGAN STANLEY 4,062 161,000 6.01%
6 TRUST CO 1,670 66,000 2.46%
7 ROYAL BANK OF CANADA 835 33,000 1.23%
8 BANK OF AMERICA CORP /DE/ 644 26,000 0.97%
9 WELLS FARGO & COMPANY/MN 450 18,000 0.67%
10 LADENBURG THALMANN FINANCIAL SERVICES INC. 324 13,000 0.49%
11 Gradient Investments LLC 267 11,000 0.41%
12 US BANCORP \DE\ 100 4,000 0.15%
13 Tower Research Capital LLC (TRC) 81 3,000 0.11%
14 GENEOS WEALTH MANAGEMENT INC. 100 3,000 0.11%
15 Parallax Volatility Advisers, L.P. 1 0 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.