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FIRST TR ENERGY INCOME GRO
FIRST TR ENERGY INCOME GRO. Institutional holdings reported to the SEC.

Institutional Holders (2014Q1)
Portfolio Summary: 49 Institutional holders with a total value of $147,204,079.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 MORGAN STANLEY 573,459 18,781,000 12.76%
2 TIEDEMANN TRUST CO 500,683 16,393,000 11.14%
3 GUGGENHEIM CAPITAL LLC 496,954 16,275,000 11.06%
4 Advisors Asset Management, Inc. 455,949 14,932,000 10.14%
5 COHEN & STEERS, INC. 356,182 11,665,000 7.92%
6 Jacobus Wealth Management, Inc. 254,201 8,325,000 5.66%
7 WELLS FARGO & COMPANY/MN 232,226 7,605,000 5.17%
8 LPL Financial LLC 191,422 6,269,000 4.26%
9 Robert W. Baird & Co. Inc 182,290 5,970,000 4.06%
10 Invesco Ltd. 151,333 4,956,000 3.37%
11 ROYAL BANK OF CANADA 110,823 3,629,000 2.47%
12 MONROE BANK & TRUST/MI 105,784 3,465,000 2.35%
13 Garrison Asset Management, LLC 89,933 2,945,000 2.00%
14 Cutter & CO Brokerage, Inc. 86,802 2,843,000 1.93%
15 BOSTON FINANCIAL MANGEMENT LLC 74,542 2,441,000 1.66%
16 OPPENHEIMER & CO INC 65,477 2,144,000 1.46%
17 RAYMOND JAMES & ASSOCIATES 64,889 2,125,000 1.44%
18 HighTower Advisors, LLC 50,426 1,651,000 1.12%
19 NEW ENGLAND SECURITIES CORP /MA/ 47,848 1,567,000 1.06%
20 BANK OF AMERICA CORP /DE/ 47,168 1,545,000 1.05%
21 Commonwealth Equity Services, Inc 39,752 1,302,000 0.88%
22 Investors Capital Advisory Services 34,982 1,145,000 0.78%
23 Winslow, Evans & Crocker, Inc. 31,201 1,021,833 0.69%
24 Round Table Services, LLC 27,745 909,000 0.62%
25 Private Advisor Group, LLC 26,972 883,000 0.60%
26 STIFEL FINANCIAL CORP 23,120 757,000 0.51%
27 UBS AG 22,612 740,000 0.50%
28 WEDBUSH SECURITIES INC 18,188 596,000 0.40%
29 BNP PARIBAS FINANCIAL MARKETS 16,049 539,246 0.37%
30 Ancora Advisors LLC 16,291 534,000 0.36%
31 CITIGROUP INC 14,432 473,000 0.32%
32 A. D. Beadell Investment Counsel, Inc. 12,275 402,000 0.27%
33 FineMark National Bank & Trust 11,260 369,000 0.25%
34 Raymond James Financial Services Advisors, Inc. 10,578 346,000 0.24%
35 OPTIMUM INVESTMENT ADVISORS 9,390 308,000 0.21%
36 CORNERSTONE ADVISORS INC 9,100 298,000 0.20%
37 KMS FINANCIAL SERVICES, INC 9,000 295,000 0.20%
38 LADENBURG THALMANN FINANCIAL SERVICES INC. 7,992 262,000 0.18%
39 US BANCORP \DE\ 4,900 160,000 0.11%
40 BANK OF MONTREAL /CAN/ 3,000 98,000 0.07%
41 Creative Planning 2,172 71,000 0.05%
42 LOOMIS SAYLES & CO L P 1,750 57,000 0.04%
43 MSI Financial Services Inc 1,245 41,000 0.03%
44 PNC FINANCIAL SERVICES GROUP, INC. 1,000 32,000 0.02%
45 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 432 14,000 0.01%
46 ENVESTNET ASSET MANAGEMENT INC 300 10,000 0.01%
47 Alexandria Capital, LLC 250 8,000 0.01%
48 CapWealth Advisors, LLC 200 7,000 0.00%
49 Tower Research Capital LLC (TRC) 5 0 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.