Dark
Light
System
Security
FIRST TR ENERGY INCOME GRO
FIRST TR ENERGY INCOME GRO. Institutional holdings reported to the SEC.

Institutional Holders (2016Q4)
Portfolio Summary: 57 Institutional holders with a total value of $135,574,046.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 COHEN & STEERS, INC. 554,933 14,728,000 10.86%
2 MORGAN STANLEY 413,475 10,973,000 8.09%
3 Advisors Asset Management, Inc. 388,353 10,307,000 7.60%
4 LLBH PRIVATE WEALTH MANAGEMENT, LLC 346,786 9,204,000 6.79%
5 SIT INVESTMENT ASSOCIATES INC 343,671 9,121,000 6.73%
6 Invesco Ltd. 306,787 8,142,000 6.01%
7 TIEDEMANN WEALTH MANAGEMENT HOLDINGS, LLC 272,649 7,236,000 5.34%
8 GUGGENHEIM CAPITAL LLC 250,724 6,654,000 4.91%
9 WELLS FARGO & COMPANY/MN 241,409 6,407,000 4.73%
10 Riggs Asset Managment Co. Inc. 215,846 5,729,000 4.23%
11 Jacobus Wealth Management, Inc. 153,985 4,087,000 3.01%
12 BAIRD FINANCIAL GROUP, INC. 137,296 3,644,000 2.69%
13 LPL Financial LLC 120,403 3,232,000 2.38%
14 BOKF, NA 116,199 3,084,000 2.27%
15 LADENBURG THALMANN FINANCIAL SERVICES INC. 110,157 2,924,000 2.16%
16 Allen Investment Management, LLC 96,940 2,573,000 1.90%
17 Garrison Asset Management, LLC 90,955 2,414,000 1.78%
18 UBS Group AG 90,759 2,409,000 1.78%
19 MONROE BANK & TRUST/MI 90,397 2,399,000 1.77%
20 AVALON CAPITAL MANAGEMENT 89,172 2,367,000 1.75%
21 ROYAL BANK OF CANADA 67,354 1,788,000 1.32%
22 HOCHMAN COLE INVESTMENT ADVISORS, INC. 66,455 1,764,000 1.30%
23 Cutter & CO Brokerage, Inc. 64,569 1,714,000 1.26%
24 BANK OF AMERICA CORP /DE/ 52,789 1,401,000 1.03%
25 Raymond James Financial Services Advisors, Inc. 45,425 1,206,000 0.89%
26 Commonwealth Equity Services, Inc 36,283 963,000 0.71%
27 BOSTON FINANCIAL MANGEMENT LLC 33,763 896,000 0.66%
28 STIFEL FINANCIAL CORP 25,272 673,000 0.50%
29 BUSH ODONNELL INVESTMENT ADVISORS INC 24,725 656,000 0.48%
30 RAYMOND JAMES & ASSOCIATES 24,086 639,000 0.47%
31 UMB Bank, n.a. 23,525 624,000 0.46%
32 FIDUCIARY FINANCIAL SERVICES OF THE SOUTHWEST INC /TX 17,824 473,000 0.35%
33 Private Advisor Group, LLC 16,377 444,000 0.33%
34 BENJAMIN F. EDWARDS & COMPANY, INC. 15,699 417,000 0.31%
35 Winslow, Evans & Crocker, Inc. 14,284 379,046 0.28%
36 STEPHENS INC /AR/ 13,922 369,000 0.27%
37 SCHNIEDERS CAPITAL MANAGEMENT LLC 13,550 360,000 0.27%
38 IFC Holdings Incorporated/FL 13,339 354,000 0.26%
39 MOSAIC FAMILY WEALTH, LLC 13,274 352,000 0.26%
40 Ancora Advisors LLC 12,911 343,000 0.25%
41 ROBLE, BELKO & COMPANY, INC 12,740 338,000 0.25%
42 ALLEGIS INVESTMENT ADVISORS, LLC 11,416 303,000 0.22%
43 OTA Financial Group L.P. 11,105 294,000 0.22%
44 NEXT Financial Group, Inc 8,804 234,000 0.17%
45 KRILOGY FINANCIAL LLC 7,715 205,000 0.15%
46 CITIGROUP INC 5,520 147,000 0.11%
47 Creative Planning 3,704 98,000 0.07%
48 Liberty Capital Management, Inc. 3,392 94,000 0.07%
49 ADVISOR GROUP, INC. 3,318 89,000 0.07%
50 GENEOS WEALTH MANAGEMENT INC. 3,037 80,000 0.06%
Page 1 of 2

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.