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FIRST TR ENERGY INCOME GRO
FIRST TR ENERGY INCOME GRO. Institutional holdings reported to the SEC.

Institutional Holders (2014Q4)
Portfolio Summary: 60 Institutional holders with a total value of $180,988,397.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 Catalyst Capital Advisors LLC 120 4,000 0.00%
2 Gradient Investments LLC 100 4,000 0.00%
3 THRIVENT FINANCIAL FOR LUTHERANS 191 7,000 0.00%
4 Alexandria Capital, LLC 254 9,000 0.00%
5 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 311 11,000 0.01%
6 Advisory Services Network, LLC 843 29,000 0.02%
7 PNC FINANCIAL SERVICES GROUP, INC. 1,000 36,000 0.02%
8 BANK OF MONTREAL /CAN/ 1,000 37,000 0.02%
9 Regal Investment Advisors LLC 1,000 37,000 0.02%
10 Tower Research Capital LLC (TRC) 1,040 38,000 0.02%
11 US BANCORP \DE\ 1,650 60,000 0.03%
12 MSI Financial Services Inc 1,745 64,000 0.04%
13 LOOMIS SAYLES & CO L P 1,750 64,000 0.04%
14 NEW ENGLAND SECURITIES CORP /MA/ 1,906 70,000 0.04%
15 Creative Planning 2,047 75,000 0.04%
16 AMERICAN INTERNATIONAL GROUP, INC. 2,840 103,660 0.06%
17 CITIGROUP INC 3,336 122,000 0.07%
18 NATIONAL PLANNING CORP 5,309 186,386 0.10%
19 STEPHENS INC /AR/ 5,505 201,000 0.11%
20 NEXT Financial Group, Inc 5,628 205,000 0.11%
21 NORTHERN TRUST CORP 5,719 208,000 0.11%
22 SUSQUEHANNA TRUST & INVESTMENT CO 5,750 210,000 0.12%
23 BNP PARIBAS FINANCIAL MARKETS 6,575 239,988 0.13%
24 LADENBURG THALMANN FINANCIAL SERVICES INC. 10,209 372,000 0.21%
25 OPTIMUM INVESTMENT ADVISORS 10,390 379,000 0.21%
26 BOKF, NA 10,527 384,000 0.21%
27 FineMark National Bank & Trust 11,260 411,000 0.23%
28 Concert Wealth Management Inc. 12,218 445,000 0.25%
29 A. D. Beadell Investment Counsel, Inc. 12,275 448,000 0.25%
30 Stratos Wealth Partners, LTD. 13,028 475,761 0.26%
31 Ancora Advisors LLC 13,196 482,000 0.27%
32 SG Americas Securities, LLC 14,311 522,000 0.29%
33 BUSH ODONNELL INVESTMENT ADVISORS INC 16,088 587,000 0.32%
34 UBS Group AG 22,533 822,000 0.45%
35 STIFEL FINANCIAL CORP 23,713 866,000 0.48%
36 WEDBUSH SECURITIES INC 23,883 872,000 0.48%
37 Private Advisor Group, LLC 24,468 893,000 0.49%
38 Round Table Services, LLC 27,745 1,013,000 0.56%
39 Investors Capital Advisory Services 29,580 1,079,000 0.60%
40 Winslow, Evans & Crocker, Inc. 31,524 1,150,602 0.64%
41 HighTower Advisors, LLC 33,071 1,207,000 0.67%
42 Commonwealth Equity Services, Inc 43,636 1,593,000 0.88%
43 RAYMOND JAMES & ASSOCIATES 49,257 1,798,000 0.99%
44 CORNERSTONE ADVISORS INC 58,710 2,143,000 1.18%
45 Cutter & CO Brokerage, Inc. 85,365 3,116,000 1.72%
46 Garrison Asset Management, LLC 86,519 3,182,000 1.76%
47 BANK OF AMERICA CORP /DE/ 94,692 3,457,000 1.91%
48 MONROE BANK & TRUST/MI 103,328 3,772,000 2.08%
49 BOSTON FINANCIAL MANGEMENT LLC 122,006 4,453,000 2.46%
50 ROYAL BANK OF CANADA 152,142 5,553,000 3.07%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.