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DASAN ZHONE SOLUTIONS INC
DASAN ZHONE SOLUTIONS INC. Institutional holdings reported to the SEC.

Institutional Holders (2016Q4)
Portfolio Summary: 34 Institutional holders with a total value of $7,271,000.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 NEA Management Company, LLC 4,781,290 4,704,000 64.70%
2 BlackRock Institutional Trust Company, N.A. 835,713 822,000 11.31%
3 VANGUARD GROUP INC 734,176 723,000 9.94%
4 RENAISSANCE TECHNOLOGIES LLC 197,785 195,000 2.68%
5 CALIFORNIA PUBLIC EMPLOYEES RETIREMENT SYSTEM 119,522 118,000 1.62%
6 GEODE CAPITAL MANAGEMENT, LLC 107,910 106,000 1.46%
7 DIMENSIONAL FUND ADVISORS LP 100,212 99,000 1.36%
8 RAYMOND JAMES TRUST N.A. 72,900 72,000 0.99%
9 BRIDGEWAY CAPITAL MANAGEMENT, LLC 72,100 71,000 0.98%
10 BlackRock Fund Advisors 68,865 68,000 0.94%
11 ALGERT GLOBAL LLC 60,443 59,000 0.81%
12 NORTHERN TRUST CORP 50,812 50,000 0.69%
13 PANAGORA ASSET MANAGEMENT INC 36,183 36,000 0.50%
14 Bank of New York Mellon Corp 35,698 35,000 0.48%
15 UBS Group AG 25,607 25,000 0.34%
16 Virtu KCG Holdings LLC 24,875 24,000 0.33%
17 Spark Investment Management LLC 22,600 22,000 0.30%
18 STATE STREET CORP 14,253 14,000 0.19%
19 BANK OF AMERICA CORP /DE/ 13,600 13,000 0.18%
20 MERIDIAN WEALTH MANAGEMENT, LLC 10,000 10,000 0.14%
21 BlackRock Investment Management, LLC 4,377 4,000 0.06%
22 US BANCORP \DE\ 1,000 1,000 0.01%
23 THOMPSON DAVIS & CO., INC. 7 0 0.00%
24 WELLS FARGO & COMPANY/MN 61 0 0.00%
25 CAPITAL GUARDIAN TRUST CO 30 0 0.00%
26 PNC FINANCIAL SERVICES GROUP, INC. 500 0 0.00%
27 GLOBEFLEX CAPITAL L P 501 0 0.00%
28 MANUFACTURERS LIFE INSURANCE COMPANY, THE 499 0 0.00%
29 DEUTSCHE BANK AG\ 2 0 0.00%
30 JPMORGAN CHASE & CO 50 0 0.00%
31 LADENBURG THALMANN FINANCIAL SERVICES INC. 14 0 0.00%
32 WFG Advisors, LP 500 0 0.00%
33 Creative Planning 138 0 0.00%
34 ADVISOR GROUP, INC. 434 0 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.