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NUVEEN HIGH INCOME NOVEMBER
NUVEEN HIGH INCOME NOVEMBER. Institutional holdings reported to the SEC.

Institutional Holders (2016Q3)
Portfolio Summary: 14 Institutional holders with a total value of $17,647,355.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 MORGAN STANLEY 785,088 7,953,000 45.07%
2 UBS Group AG 424,711 4,303,000 24.38%
3 MILLENNIUM MANAGEMENT LLC 134,084 1,360,000 7.71%
4 STIFEL FINANCIAL CORP 119,000 1,205,000 6.83%
5 WELLS FARGO & COMPANY/MN 63,490 643,000 3.64%
6 UNITED CAPITAL FINANCIAL ADVISORS, LLC 49,000 496,000 2.81%
7 Mathes Company, Inc. 36,500 370,000 2.10%
8 Bienville Capital Management, LLC 36,000 365,000 2.07%
9 SNOWDEN CAPITAL ADVISORS LLC 33,500 339,355 1.92%
10 IFP ADVISORS, INC 20,000 203,000 1.15%
11 ACG Wealth 17,200 174,000 0.99%
12 BB&T SECURITIES, LLC 14,450 146,000 0.83%
13 WESTPORT RESOURCES MANAGEMENT INC 6,900 70,000 0.40%
14 ROYAL BANK OF CANADA 2,000 20,000 0.11%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.