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NUVEEN HIGH INCOME NOVEMBER
NUVEEN HIGH INCOME NOVEMBER. Institutional holdings reported to the SEC.

Institutional Holders (2016Q4)
Portfolio Summary: 18 Institutional holders with a total value of $29,157,980.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 MORGAN STANLEY 1,700,425 16,800,000 57.62%
2 UBS Group AG 496,590 4,907,000 16.83%
3 WELLS FARGO & COMPANY/MN 223,124 2,205,000 7.56%
4 STIFEL FINANCIAL CORP 143,500 1,420,000 4.87%
5 ROYAL BANK OF CANADA 73,448 726,000 2.49%
6 LPL Financial LLC 40,800 406,000 1.39%
7 Bienville Capital Management, LLC 36,000 356,000 1.22%
8 SNOWDEN CAPITAL ADVISORS LLC 33,500 330,980 1.14%
9 Mathes Company, Inc. 30,700 303,000 1.04%
10 FIRST TRUST ADVISORS LP 29,634 293,000 1.00%
11 UNITED CAPITAL FINANCIAL ADVISORS, LLC 28,900 286,000 0.98%
12 INTERNATIONAL ASSETS HOLDING CORP 24,236 239,000 0.82%
13 IFP ADVISORS, INC 20,000 198,000 0.68%
14 BANK OF AMERICA CORP /DE/ 19,400 192,000 0.66%
15 Stratos Wealth Partners, LTD. 15,350 152,000 0.52%
16 BB&T SECURITIES, LLC 14,450 146,000 0.50%
17 WEDBUSH SECURITIES INC 12,600 124,000 0.43%
18 CITIGROUP INC 7,518 74,000 0.25%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.