| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | Karpus Management, Inc. | 931,933 | 17,874,000 | 29.67% | ||
| 2 | Saba Capital Management, L.P. | 634,916 | 12,178,000 | 20.21% | ||
| 3 | WELLS FARGO & COMPANY/MN | 402,095 | 7,712,000 | 12.80% | ||
| 4 | 1607 Capital Partners, LLC | 350,333 | 6,719,000 | 11.15% | ||
| 5 | MORGAN STANLEY | 191,363 | 3,671,000 | 6.09% | ||
| 6 | FINANCIAL & INVESTMENT MANAGEMENT GROUP LTD | 122,837 | 2,356,000 | 3.91% | ||
| 7 | GUGGENHEIM CAPITAL LLC | 105,237 | 2,018,000 | 3.35% | ||
| 8 | BANK OF AMERICA CORP /DE/ | 101,396 | 1,945,000 | 3.23% | ||
| 9 | Invesco Ltd. | 91,789 | 1,761,000 | 2.92% | PRN | |
| 10 | AQR CAPITAL MANAGEMENT LLC | 79,515 | 1,525,000 | 2.53% | ||
| 11 | DOLIVER ADVISORS, LP | 19,835 | 380,000 | 0.63% | ||
| 12 | LANDSCAPE CAPITAL MANAGEMENT, L.L.C. | 16,814 | 322,000 | 0.53% | ||
| 13 | HighTower Advisors, LLC | 14,500 | 278,000 | 0.46% | ||
| 14 | NOMURA HOLDINGS INC | 14,400 | 273,000 | 0.45% | ||
| 15 | BLB&B Advisors, LLC | 13,590 | 261,000 | 0.43% | ||
| 16 | Virtu KCG Holdings LLC | 11,462 | 220,000 | 0.37% | ||
| 17 | Gilman Hill Asset Management, LLC | 11,000 | 211,000 | 0.35% | ||
| 18 | ROYAL BANK OF CANADA | 8,092 | 156,000 | 0.26% | ||
| 19 | DELTA ASSET MANAGEMENT LLC/TN | 5,575 | 107,000 | 0.18% | ||
| 20 | First Horizon Advisors, Inc. | 4,000 | 77,000 | 0.13% | ||
| 21 | ENTERPRISE FINANCIAL SERVICES CORP | 2,000 | 38,000 | 0.06% | ||
| 22 | FIRST MANHATTAN CO. LLC. | 1,900 | 36,000 | 0.06% | ||
| 23 | MUFG Americas Holdings Corp | 1,450 | 28,000 | 0.05% | ||
| 24 | WFG Advisors, LP | 994 | 19,000 | 0.03% | ||
| 25 | M&T BANK CORP | 818 | 16,000 | 0.03% | ||
| 26 | Winslow, Evans & Crocker, Inc. | 700 | 13,426 | 0.02% | ||
| 27 | UBS AG | 670 | 13,000 | 0.02% | ||
| 28 | US BANCORP \DE\ | 650 | 12,000 | 0.02% | ||
| 29 | HOWE & RUSLING INC | 400 | 8,000 | 0.01% | ||
| 30 | CITIGROUP INC | 318 | 6,000 | 0.01% | ||
| 31 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 250 | 5,000 | 0.01% | ||
| 32 | NEXT Financial Group, Inc | 100 | 2,000 | 0.00% | ||
| 33 | B. Riley Wealth Advisors, Inc. | 92 | 1,765 | 0.00% | ||
| 34 | Tower Research Capital LLC (TRC) | 63 | 1,000 | 0.00% | ||
| 35 | BARCLAYS PLC | 44 | 1,000 | 0.00% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
