| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | Karpus Management, Inc. | 966,502 | 17,958,000 | 31.64% | ||
| 2 | Saba Capital Management, L.P. | 519,119 | 9,645,000 | 16.99% | ||
| 3 | WELLS FARGO & COMPANY/MN | 432,303 | 8,032,000 | 14.15% | ||
| 4 | 1607 Capital Partners, LLC | 350,420 | 6,511,000 | 11.47% | ||
| 5 | MORGAN STANLEY | 241,466 | 4,486,000 | 7.90% | ||
| 6 | FINANCIAL & INVESTMENT MANAGEMENT GROUP LTD | 122,137 | 2,269,000 | 4.00% | ||
| 7 | BANK OF AMERICA CORP /DE/ | 103,330 | 1,920,000 | 3.38% | ||
| 8 | Invesco Ltd. | 88,406 | 1,643,000 | 2.89% | PRN | |
| 9 | GUGGENHEIM CAPITAL LLC | 88,373 | 1,642,000 | 2.89% | ||
| 10 | AQR CAPITAL MANAGEMENT LLC | 66,475 | 1,235,000 | 2.18% | ||
| 11 | HighTower Advisors, LLC | 14,500 | 269,000 | 0.47% | ||
| 12 | LANDSCAPE CAPITAL MANAGEMENT, L.L.C. | 13,712 | 255,000 | 0.45% | ||
| 13 | BLB&B Advisors, LLC | 13,490 | 251,000 | 0.44% | ||
| 14 | Gilman Hill Asset Management, LLC | 11,000 | 204,000 | 0.36% | ||
| 15 | DELTA ASSET MANAGEMENT LLC/TN | 5,575 | 104,000 | 0.18% | ||
| 16 | ROYAL BANK OF CANADA | 4,700 | 87,000 | 0.15% | ||
| 17 | First Horizon Advisors, Inc. | 4,000 | 74,000 | 0.13% | ||
| 18 | ENTERPRISE FINANCIAL SERVICES CORP | 2,000 | 37,000 | 0.07% | ||
| 19 | FIRST MANHATTAN CO. LLC. | 1,900 | 35,000 | 0.06% | ||
| 20 | UBS AG | 1,174 | 22,000 | 0.04% | ||
| 21 | WFG Advisors, LP | 1,002 | 19,000 | 0.03% | ||
| 22 | Winslow, Evans & Crocker, Inc. | 700 | 13,006 | 0.02% | ||
| 23 | US BANCORP \DE\ | 650 | 12,000 | 0.02% | ||
| 24 | Tower Research Capital LLC (TRC) | 573 | 11,000 | 0.02% | ||
| 25 | HOWE & RUSLING INC | 400 | 7,000 | 0.01% | ||
| 26 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 250 | 5,000 | 0.01% | ||
| 27 | CITIGROUP INC | 248 | 5,000 | 0.01% | ||
| 28 | NEXT Financial Group, Inc | 200 | 4,000 | 0.01% | ||
| 29 | Creative Planning | 120 | 2,000 | 0.00% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
