| 1 |
BVF INC/IL |
302,800 |
1,278,000 |
25.82% |
|
|
| 2 |
VANGUARD GROUP INC |
194,264 |
819,000 |
16.55% |
|
|
| 3 |
D. E. Shaw & Co., Inc. |
183,600 |
775,000 |
15.66% |
|
|
| 4 |
BlackRock Institutional Trust Company, N.A. |
96,695 |
408,000 |
8.24% |
|
|
| 5 |
FMR LLC |
76,374 |
322,000 |
6.51% |
|
|
| 6 |
SUSQUEHANNA INTERNATIONAL GROUP, LLP |
74,100 |
313,000 |
6.32% |
Call |
|
| 7 |
Nine Chapters Capital Management LLC |
43,300 |
183,000 |
3.70% |
|
|
| 8 |
GEODE CAPITAL MANAGEMENT, LLC |
40,718 |
171,000 |
3.45% |
|
|
| 9 |
MACQUARIE GROUP LTD |
40,000 |
169,000 |
3.41% |
|
|
| 10 |
CREDIT SUISSE AG/ |
30,142 |
127,000 |
2.57% |
|
|
| 11 |
PRELUDE CAPITAL MANAGEMENT, LLC |
24,600 |
104,000 |
2.10% |
|
|
| 12 |
Virtu KCG Holdings LLC |
13,132 |
55,000 |
1.11% |
|
|
| 13 |
A.R.T. Advisors, LLC |
13,011 |
54,000 |
1.09% |
|
|
| 14 |
CALIFORNIA PUBLIC EMPLOYEES RETIREMENT SYSTEM |
11,140 |
47,000 |
0.95% |
|
|
| 15 |
GROUP ONE TRADING LLC |
8,041 |
34,000 |
0.69% |
|
|
| 16 |
CITIGROUP INC |
3,219 |
14,000 |
0.28% |
|
|
| 17 |
UBS Group AG |
3,156 |
13,000 |
0.26% |
|
|
| 18 |
LADENBURG THALMANN FINANCIAL SERVICES INC. |
2,276 |
9,000 |
0.18% |
|
|
| 19 |
ROYAL BANK OF CANADA |
1,938 |
8,000 |
0.16% |
|
|
| 20 |
Tower Research Capital LLC (TRC) |
1,604 |
7,000 |
0.14% |
|
|
| 21 |
BlackRock Fund Advisors |
1,535 |
6,000 |
0.12% |
|
|
| 22 |
BLACKROCK ADVISORS LLC |
1,317 |
6,000 |
0.12% |
|
|
| 23 |
ADVISOR GROUP, INC. |
1,476 |
6,000 |
0.12% |
|
|
| 24 |
Creative Planning |
1,281 |
5,000 |
0.10% |
|
|
| 25 |
CITIGROUP INC |
640 |
3,000 |
0.06% |
Call |
|
| 26 |
CUTLER GROUP LLC / CA |
794 |
3,000 |
0.06% |
|
|
| 27 |
BANK OF AMERICA CORP /DE/ |
541 |
3,000 |
0.06% |
|
|
| 28 |
WELLS FARGO & COMPANY/MN |
429 |
2,000 |
0.04% |
|
|
| 29 |
CITIGROUP INC |
395 |
2,000 |
0.04% |
Put |
|
| 30 |
MANUFACTURERS LIFE INSURANCE COMPANY, THE |
228 |
1,000 |
0.02% |
|
|
| 31 |
GIERL AUGUSTINE INVESTMENT MANAGEMENT INC |
150 |
1,000 |
0.02% |
|
|
| 32 |
MORGAN STANLEY |
288 |
1,000 |
0.02% |
|
|
| 33 |
CUTLER GROUP LLC / CA |
5,000 |
1,000 |
0.02% |
Put |
|
| 34 |
FIRST BANK & TRUST |
1 |
0 |
0.00% |
|
|
| 35 |
DEUTSCHE BANK AG\ |
36 |
0 |
0.00% |
|
|
| 36 |
WHITTIER TRUST CO |
1 |
0 |
0.00% |
|
|
| 37 |
Ledyard National Bank |
3 |
0 |
0.00% |
|
|
| 38 |
BlackRock Finance, Inc. |
3 |
0 |
0.00% |
|
|
| 39 |
Parallax Volatility Advisers, L.P. |
94 |
0 |
0.00% |
|
|
| 40 |
PNC FINANCIAL SERVICES GROUP, INC. |
1 |
0 |
0.00% |
|
|
| 41 |
WFG Advisors, LP |
1 |
0 |
0.00% |
|
|
| 42 |
CUTLER GROUP LLC / CA |
100 |
0 |
0.00% |
Call |
|
| 43 |
KRILOGY FINANCIAL LLC |
25 |
0 |
0.00% |
|
|
| 44 |
BRONFMAN E.L. ROTHSCHILD, L.P. |
100 |
0 |
0.00% |
|
|
